Compliance jobs

Found 43 jobs
    • Edinburgh
    • £50,000 + Benefits
    • Posted 2 days ago

    This unique opportunity means that you can expect to be involved in a broad range of topics and is ideal for someone with strong Compliance experience focussing around Investments. The role will involve: • Undertaking regular compliance monitoring • Monitoring risk across multiple workstreams • S...

    • United Kingdom
    • c.£52,000 + C£4500 Car Allowance + Benefits
    • Posted 3 days ago

    ​Job Description: Reporting to the Head of T&C, you will help to coach, train, develop and monitor the performance of the company’s Financial Advisers to ensure that clients receive an outstanding service and that all regulatory requirements and standards are met and maintained. Key responsibilit...

    • Birmingham
    • £44,000 + £6K Car Allowance + Excellent Benefits
    • Posted 3 days ago

    ​Job Description: This is an exciting opportunity to join a team of compliance professionals who will form an in depth and solid relationship with our AR Firm Principals, understanding their business and working with them to ensure their firm and the network remains safe You will have the opportu...

    • Oxford
    • £44,000 + £6K Car Allowance + Excellent Benefits
    • Posted 3 days ago

    ​Job Description: This is an exciting opportunity to join a team of compliance professionals who will form an in depth and solid relationship with our AR Firm Principals, understanding their business and working with them to ensure their firm and the network remains safe You will have the opportu...

    • United Kingdom
    • £44,000 + £6K Car Allowance + Excellent Benefits
    • Posted 3 days ago

    ​This is an exciting opportunity to join a team of compliance professionals who will form an in depth and solid relationship with our AR Firm Principals, understanding their business and working with them to ensure their firm and the network remains safe You will have the opportunity to apply you...

    • North Yorkshire
    • £35,000 - £40,000
    • Posted 6 days ago

    Home Based ​Overview Financial services business is looking to expand their Risk & Compliance team with the addition of a Compliance Monitoring Analyst. Reporting to the Chief Risk & Compliance Officer, the role holder will design and deliver a second line assurance programme and provide independ...

    • United Kingdom
    • £52,000 + Benefits
    • Posted 6 days ago

    Home-Based ​Job Description: The successful candidate will assist the Senior Compliance Manager with Regulatory Due Diligence exercises, comprising reviews of systems and controls, suitability of advice, identification of risks and understanding a target firm’s culture all of which will be summar...

    • Lancashire
    • To £95k + Car allowance + benefits + bonus
    • Posted 10 days ago

    My client is a leading retail business, fast growing and going through a period of significant change. They are looking to recruit an individual to lead the second Line Risk oversight function. The role holder will oversee the implementation and embedding of the Risk Management Framework and own ...

    • Birmingham
    • £70,000 - £80,000
    • Posted 10 days ago

    ​Overview Very well-known financial services business is looking to hire a Risk & Compliance Business Partner to join Group Customer Operations with responsibility for actively influencing day to day decisions, helping shape strategy and business processes within a critical business unit, complia...

    • North Yorkshire
    • to £47,000 + benefits
    • Posted 10 days ago

    ​Job Description: My client is a long established mutual General Insurance business who are expanding their Risk & Compliance team to support the Groups strategic growth plans and initiatives. Driven by providing an excellent service, their mutual ethos means this is a very unique place to work. ...

    • United Kingdom
    • c.£80,000 + Bonus + Benefits
    • Posted 11 days ago

    An exciting opportunity for the right candidate to work in a fast-growing investment management firm, during a period of key expansion as we evolve our proposition. As the Product Governance Manager, you will Lead the development of new products and reviews of existing products. You will also be ...

    • Lancashire
    • c. £125,000 + Car allowance + Benefits
    • Posted 11 days ago

    ​Our client is a fast paced and successful business who due to growth and success are looking to recruit a number of new positions. The opportunity has arisen to join the firm in the role of Head of Legal and Deputy Company Secretary. Reporting to the General Counsel and Director of Risk & Compli...

    • Milton Keynes
    • £45,000 - £55,000 + Car allowance + Excellent Benefits
    • Posted 11 days ago

    Our client is a well-respected General Insurance Consultancy who provide Compliance support and services to Brokers. Due to the firms continued growth and taking on an increasing number of new clients, they are looking to recruit within the Compliance function. In this role you will provide exper...

    • Liverpool
    • £45,000 - £55,000 + Car allowance + Excellent Benefits
    • Posted 11 days ago

    Our client is a well-respected General Insurance Consultancy who provide Compliance support and services to Brokers. Due to the firms continued growth and taking on an increasing number of new clients, they are looking to recruit within the Compliance function. In this role you will provide exper...

    • Birmingham
    • £45,000 - £55,000 + Car allowance + Excellent Benefits
    • Posted 11 days ago

    Our client is a well-respected General Insurance Consultancy who provide Compliance support and services to Brokers. Due to the firms continued growth and taking on an increasing number of new clients, they are looking to recruit within the Compliance function. In this role you will provide exper...

    • Leeds
    • £45,000 - £55,000 + Car allowance + Excellent Benefits
    • Posted 11 days ago

    Our client is a well-respected General Insurance Consultancy who provide Compliance support and services to Brokers. Due to the firms continued growth and taking on an increasing number of new clients, they are looking to recruit within the Compliance function. In this role you will provide exper...

    • Manchester
    • £45,000 - £55,000 + Car allowance + Excellent Benefits
    • Posted 11 days ago

    Our client is a well-respected General Insurance Consultancy who provide Compliance support and services to Brokers. Due to the firms continued growth and taking on an increasing number of new clients, they are looking to recruit within the Compliance function. In this role you will provide exper...

    • Leeds
    • £50,000 + Bonus + Excellent Benefits
    • Posted 11 days ago

    ​Our client is a well-respected Mutual, who due to continued growth and success are looking to recruit the newly created role of Group Risk and Controls Manager. In this role you will play an integral role across the Risk function. The purpose of the role is to develop, implement and manage a rob...

    • Leeds
    • to £80,000 + Benefits
    • Posted 11 days ago

    MERJE have been exclusively appointed on behalf of this small but entrepreneurially led organisation who design and build bespoke insurance schemes, providing unique insurance solutions with ongoing management and support. To facilitate ambitious growth plans they are now in a position where they...

    • Birmingham
    • £42,000 + Benefits
    • Posted 11 days ago

    The Compliance & Risk Officer has responsibility for advising and supporting the business to carry out its regulatory obligations and ensuring good customer outcomes are delivered. The role sits within the Risk & Compliance Function which acts as the company’s second line of defence in the ‘three...

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