Compliance jobs

Found 31 jobs
    • Preston
    • £50,000 - £55,000
    • Posted 7 days ago

    ​Role Purpose Financial Services business, offering products across mortgages and savings, are looking to hire an experienced Compliance Manager to be responsible for monitoring the firms regulatory obligations across monitoring, advice, data protection and financial crime. The offices are locate...

    • Manchester
    • £50,000 - £55,000
    • Posted 7 days ago

    ​Role Purpose Financial Services business, offering products across mortgages and savings, are looking to hire an experienced Compliance Manager to be responsible for monitoring the firms regulatory obligations across monitoring, advice, data protection and financial crime. The offices are locate...

    • London
    • £70,000 - £130,000
    • Posted 8 days ago

    ​ MERJE are currently partnering with a dynamic and fast growing consultancy who are looking for Regulatory Consultants at all levels.   ·         Undertaking impact assessments of new emerging regulations such as Operational Resilience, Data Privacy, GDPR, CASS, Conduct, MIFID II - documenting t...

    • Greater London
    • £30,000 - £70,000
    • Posted 8 days ago

    ​ MERJE are currently partnering with a dynamic and fast growing consultancy who are looking for Regulatory Consultants at all levels.   ·         Undertaking impact assessments of new emerging regulations such as Operational Resilience, Data Privacy, GDPR, CASS, Conduct, MIFID II - documenting t...

    • United Kingdom
    • £45,000 + benefits
    • Posted 11 days ago

    Location: Remote Working​ The role will be responsible for creating and maintaining a bank of Suitability Report templates for the business, working with advisers and paraplanners to ensure these are compliant and ‘customer focussed’. You will assist with the education and training of new and exi...

    • City of London
    • £45,000 + benefits
    • Posted 11 days ago

    ​The role will be responsible for creating and maintaining a bank of Suitability Report templates for the business, working with advisers and paraplanners to ensure these are compliant and ‘customer focussed’. You will assist with the education and training of new and existing Advisers within the...

    • London
    • £80,000 - £85,000
    • Posted 12 days ago

    ​ MERJE are currently partnering with a leading investments business looking for a Compliance Manager to provide assurance over the delivery of and the impact of UK and EMEA regulatory change.   ·         Help identify, assess, and research the impact of new or changing UK and EMEA ·         regu...

    • London
    • £55,000 - £65,000
    • Posted 12 days ago

    ​ MERJE have partnered with a leading Consumer Credit firm in the search for a Regulatory Advisory Manager to join on a 12-month FTC who will play a key role within the Risk and Compliance department to provide technical advice, guidance, and support to the business on regulatory matters, includi...

    • City of London
    • £400 - £450
    • Posted 13 days ago

    ​ MERJE are currently partnering with a leading wealth management business looking for a Compliance Manager to work closely with the Deputy Head of Compliance and the wider Compliance team.   ·         Overseeing effective regulatory reporting and assisting with return completion ·         FCA Co...

    • Hertfordshire
    • £20,000 - £25,000
    • Posted 17 days ago

    ​   Assist the Head of Compliance and Governance in maintaining compliance frameworks, with specific duties in maintaining our audit and governance activities. You will be responsible for providing a high standard of administrative support to the executive teams and book-keeping a range of commit...

    • London
    • £90,000 + Benefits
    • Posted 17 days ago

    ​Job Description:To support the Compliance Director in maintaining and delivering effective management and monitoring of all aspects of Central Compliance systems, controls, and processes to safeguard the interests of customers, advisers and the firms within the Group to meet the expectations of ...

    • United Kingdom
    • £90,000 + Benefits
    • Posted 17 days ago

    ​To support the Compliance Director in maintaining and delivering effective management and monitoring of all aspects of Central Compliance systems, controls, and processes to safeguard the interests of our customers, advisers and the firms within the Group to meet the expectations of the firm and...

    • Manchester
    • up to £60,000
    • Posted 18 days ago

    ​Our client is a successful consumer credit business that are recruiting an ambitious and experienced compliance professional into a Head of Compliance capacity. The business is undergoing strong growth and in line with this is are looking for a candidate that can quickly establish themselves and...

    • United Kingdom
    • £45,000 + Car Allowance + Benefits
    • Posted 18 days ago

    ​Job Description: To work effectively and efficiently to deliver a market leading proactive compliance consultancy service to directly authorised firms. To identify opportunities and trends and to deliver a quality service to clients / members ensuring compliance standards are enhanced, risks mit...

    • City of London
    • £50,000
    • Posted 20 days ago

    ​ Reporting to the Head of Intermediated Sales Quality, the role is to own, enhance and report on distribution quality management (DQM) within the business’ intermediated distribution chains. Key Responsibilities Promote protection sales quality within adviser firms through the monitoring of sale...

    • Leeds
    • £25,000 pa
    • Posted 20 days ago

    Our client is a people-centric insurance business that are recruiting a Risk & Compliance Officer to assist in embedding their Risk Management Framework and compliance monitoring requirements. Key Responsibilities: - In this role you will assist with oversight of risk and control management in li...

    • United Kingdom
    • c£50,000 pa
    • Posted 27 days ago

    My client has an exciting opportunity for an experienced Pension Transfer Specialist to be part of their expanding team, providing a pension transfer advice service for a large existing bank of UK and International IFAs. This is an FCA regulated role and all their fees are non-contingent. This is...

    • London
    • £100,000
    • Posted about 2 months ago

    Experienced Managing consultant required to for an independent, specialist financial services regulatory consultancy with a global offering who due to continued growth currently have an opening within the Retail FS team. The MC will be responsible for providing regulatory compliance services thro...

    • Gloucestershire
    • £60,000
    • Posted 2 months ago

    ​ ​ Purpose: This role will focus on Advice & Policy by maintaining an up-to-date knowledge of current and changing regulatory requirements and trends, understanding and interpreting them for each business and providing expert advice and solutions to the businesses relating to relevant regulatory...

    • City of London
    • £40,000
    • Posted 2 months ago

    My client is a specialist provider of Compliance Consultancy support, advice and guidance in the workplace. Due to their work, they are one of the UK’s leading Compliance Consultancy companies within the industry. ​ Reporting to the Field Consultancy Manager, the Senior Compliance Consultant will...