• London
• £55,000-£60,000 basic plus package
• Posted about 13 hours ago

Compliance Associate, Regulatory Affairs - HSBC Innovation Banking   Who are HSBC Innovation Banking? We're the power behind the UK's forward-thinkers, future-makers and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scal...

• London
• £95,000-£100,000 basic plus package
• Posted about 13 hours ago

Compliance Advisory Manager - HSBC Innovation Banking     Who are HSBC Innovation Banking? We're the power behind the UK's forward-thinkers, future-makers and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, grow...

• London
• £60,000 - £70,000
• Posted 5 days ago

MERJE has partnered with a successful international private Bank offering a variety of retail FS products and we’re looking for a Compliance Manager to support the Associate Director, Compliance and Financial Crime in delivery of Compliance Function responsibilities – specifically to provide Comp...

• United Kingdom
• £45,000
• Posted 6 days ago

Job Description:  I'm working with a leading financial planning business who are looking for a home-based Compliance File Reviewer to undertake suitability assessments of adviser business to ensure good customer outcomes.   The role will involve taking responsibility for the following: Undertakin...

• Wakefield
• c£45,000 +Benefits
• Posted 7 days ago

  Job Description: My client specialises in providing high quality face to face wealth management services to individuals, businesses and trustees across the UK. They are looking for an experienced Paraplanner to join the team.   The role will involve taking responsibility for the following: Asse...

• Leeds
• c£45,000 +Benefits
• Posted 7 days ago

  Job Description: My client specialises in providing high quality face to face wealth management services to individuals, businesses and trustees across the UK. They are looking for an experienced Paraplanner to join the team.   The role will involve taking responsibility for the following: Asse...

• Birmingham
• £55,000 + £4,000 car allowance
• Posted 8 days ago

  Job Description: You will help to coach, train, develop and monitor the performance of the company's Financial Advisers to ensure that clients receive an outstanding service and that all regulatory requirements and standards are met and maintained.   Key responsibilities include: -          Man...

• Newcastle upon Tyne
• £40,000 + Bonus + Benefits
• Posted 11 days ago

Job Description:  An experienced, QCF level 4 Financial Adviser is required for a growing wealth management business. The role will involve: Establishing and maintaining client relationships to build up a long-term client book in a competent, compliant, and professional manner. Deliver the end-to...

• Leeds
• £40,000 + Bonus + Benefits
• Posted 11 days ago

Job Description:  An experienced, QCF level 4 Financial Adviser is required for a growing wealth management business. The role will involve: Establishing and maintaining client relationships to build up a long-term client book in a competent, compliant, and professional manner. Deliver the end-to...

• Doncaster
• c.£45,000 + Benefits
• Posted 11 days ago

Job Description:  As a Paraplanner you will be working in collaboration with Financial Advisors and other colleagues and will be expected to deal effectively with queries from clients and other parties through effective communication.   You will be asked to undertake various tasks depending on wh...

• Huddersfield
• c. £45,000
• Posted 13 days ago

I'm working with a leading Compliance consultancy firm who are looking for a Compliance Office to support their client's compliance perspective to ensure they meet compliance standards regarding FCA regulations. The role will involve taking responsibility for the following: Researching and invest...

• Sheffield
• c.£45,000 + Benefits
• Posted 13 days ago

Job Description:  As a Paraplanner you will be working in collaboration with Financial Advisors and other colleagues and will be expected to deal effectively with queries from clients and other parties through effective communication.   You will be asked to undertake various tasks depending on wh...

• Leeds
• c.£45,000 + Benefits
• Posted 13 days ago

Job Description:  As a Paraplanner you will be working in collaboration with Financial Advisors and other colleagues and will be expected to deal effectively with queries from clients and other parties through effective communication.   You will be asked to undertake various tasks depending on wh...

• Manchester
• Up to £65,000 + Benefits
• Posted 13 days ago

I’m working with a leading financial planning business who are looking for a Training & Competency Manager to join the business. The role will involve taking responsibility for the following: Manage the T&C Scheme, proposing amendments and enhancements to the Scheme where appropriate and ensuring...

• Swindon
• c.£55,000 + £4500 Car Allowance + Benefits
• Posted 13 days ago

You will help to coach, train, develop and monitor the performance of the company's Financial Advisers to ensure that clients receive an outstanding service and that all regulatory requirements and standards are met and maintained. Key responsibilities include: -          Manage the training and ...

• London
• c.£55,000 + £4500 Car Allowance + Benefits
• Posted 13 days ago

You will help to coach, train, develop and monitor the performance of the company's Financial Advisers to ensure that clients receive an outstanding service and that all regulatory requirements and standards are met and maintained. Key responsibilities include: -          Manage the training and ...

• London
• £100,000 - £110,000 + Benefits Package
• Posted 13 days ago

MERJE are partnering with a boutique Investment Management firm in their search for a well rounded Senior Compliance specialist. Working closely with the Head of Compliance you will be responsible for: Provision of technical advice, support & regulatory guidance Development & completion of the an...

• York
• Up to £50,000 + Benefits
• Posted 14 days ago

Job Title Risk Manager Job Description We have been instructed on an interesting opportunity with a leading insurance organisation who are looking for a Risk Manager to join their Governance, Risk and Compliance department on a permanent basis. As Risk Manager you will work in the second line of ...

• Chatham
• £50,000 - £60,000
• Posted 18 days ago

  Senior Third Party Risk Assurance Manager     Job Description Role Overview Specialist lending business located in the west midlands are looking to hire an experienced third party / vendor management risk specialist to join a newly formed third party assurance risk function.   The role holder w...

• Bristol
• £40,000 + Bonus + Benefits
• Posted 19 days ago

Job Description:  An experienced, QCF level 4 Financial Adviser is required for a growing wealth management business. The role will involve: Establishing and maintaining client relationships to build up a long-term client book in a competent, compliant, and professional manner. Deliver the end-to...