Compliance jobs

Found 45 jobs
    • Manchester, United Kingdom
    • £50,000 + Benefits
    • Posted 2 days ago

    ​Our client is a leading financial services firm who are recruiting an individual to lead the implementation and embed their Risk Management Framework – Risk management policy, framework, processes and reporting. Key Responsibilities: • Guide, support and challenge colleagues to deliver their rol...

    • City of London, United Kingdom
    • £40,000 - £45,000
    • Posted 4 days ago

    ​A great opportunity for a Prudential Associate to work in an independent, specialist Global Regulatory Consultancy supporting on prudential projects and reporting whilst being able to deliver client work, participate in marketing and business development, assist with technical research and the p...

    • City of London, United Kingdom
    • Competitive Salary, Commission Scheme and Benefits!
    • Posted 5 days ago

    Who are we? MERJE is a culmination of outstanding industry expertise, drive to be different, ambition to be better and commitment to valuing our people. Our teams across London, Manchester and Glasgow are dedicated to delivering exceptional and adaptable recruitment services to a wide range of cl...

    • United Kingdom
    • £35,000 + Benefits
    • Posted 10 days ago

    ​To provide professional support and assistance to the Pension Transfer Specialists and client service process. To assist in the preparation of compliant Specialist Pension Suitability reports for issue to clients, and introducers based on information provided by the Pension Transfer Specialist. ...

    • Leeds, United Kingdom
    • c. £75,000+10% bonus+benefits
    • Posted 12 days ago

    The primary objective of the Senior Risk Manager is to assist the Chief Risk Officer in the delivery of Enterprise Risk Management (ERM) within the business. In this capacity, the Senior Risk Manager will lead initiatives required in implementing an effective ERM system across the business.This w...

    • United Kingdom
    • £56,000 + Excellent Benefits
    • Posted 12 days ago

    ​Our client is a well-respected financial services organisation who are recruiting a Compliance & Training Manager to join their Insight team. In this role you will deliver value added support to respective clients and provide practical guidance and training in a Compliance function. Key Responsi...

    • United Kingdom
    • up to £700.00 per day outside IR35
    • Posted 12 days ago

    ​Our Client is a leading Financial Services organisation who are recruiting an Operational Resilience Contractor to facilitate change and deployment of their Operational Resilience plan. ​ Key Responsibilities: •Input into the design and development of the operational resilience framework, includ...

    • Leeds, United Kingdom
    • c.£50,000 + Bonus
    • Posted 12 days ago

    ​Job Description: The role will involve checking the suitability of pension transfer transactions conducted by the firm and provide timely and appropriate reports to Senior Management on the conduct of pensions transfer business. Key responsibilities include: • Liaise with colleagues to obtain th...

    • United Kingdom
    • c.£50,000 + Bonus
    • Posted 12 days ago

    ​Job Description: The role will involve checking the suitability of pension transfer transactions conducted by the firm and provide timely and appropriate reports to Senior Management on the conduct of pensions transfer business. Key responsibilities include: • Liaise with colleagues to obtain th...

    • Manchester, United Kingdom
    • c.£50,000 + Bonus
    • Posted 12 days ago

    ​ Job Description:The role will involve checking the suitability of pension transfer transactions conducted by the firm and provide timely and appropriate reports to Senior Management on the conduct of pensions transfer business. Key responsibilities include: Liaise with colleagues to obtain the ...

    • United Kingdom
    • c.£60,000 + Benefits
    • Posted 12 days ago

    ​Our Client is a specialist Insurance business who are recruiting a Head of Compliance to develop and manage the compliance framework across the business. The purpose of this role is to ensure the organisation will have efficient and operational governance, risk and compliance controls. Key Respo...

    • United Kingdom
    • c.£60,000 + Benefits
    • Posted 12 days ago

    ​Our Client is a specialist Insurance business who are recruiting a Head of Compliance to develop and manage the compliance framework across the business. The purpose of this role is to ensure the organisation will have efficient and operational governance, risk and compliance controls. Key Respo...

    • Liverpool, United Kingdom
    • c.£60,000 + Benefits
    • Posted 12 days ago

    ​Our Client is a specialist Insurance business who are recruiting a Head of Compliance to develop and manage the compliance framework across the business. The purpose of this role is to ensure the organisation will have efficient and operational governance, risk and compliance controls. Key Respo...

    • United Kingdom
    • £130,000 pa
    • Posted 16 days ago

    Our Client is a leading Financial Services company who are recruiting a Head of Compliance to play a pivotal role in leading the firm’s approach to the regulatory landscape and responsibilities. Key Responsibilities: • Serve as a key member of the executive management team that sets the company’s...

    • Manchester, United Kingdom
    • c£70,000 pa
    • Posted 17 days ago

    The Head of Compliance Helpdesk will be responsible for co-ordinating and managing the day-to-day activities of our Compliance Helpdesk in order to meet customer service standards. This will involve evaluation of team performance, reporting to the Compliance Strategy Team and leading the team by ...

    • London, United Kingdom
    • c.£55,000 + Car Allowance + Benefits
    • Posted 17 days ago

    Reporting to the Head of T&C, you will help to coach, train, develop and monitor the performance of the company’s Financial Advisers to ensure that clients receive an outstanding service and that all regulatory requirements and standards are met and maintained. Key responsibilities include: • Man...

    • City of London, United Kingdom
    • £80,000 - £90,000
    • Posted 17 days ago

    ​We are working with one of the UK’s most established Investment Managers in their search for a Compliance Monitoring Manager. This will sit in their Unit Trust business which has grown by £10bn of Assets over the last 10 years. Key Requirements: You will be tasked with: ·         Overseeing an e...

    • Birmingham, United Kingdom
    • £45,000 - £50,000 pa
    • Posted 19 days ago

    Role Purpose: Financial Services business operating within the mortgages and savings space are looking to hire an experienced Compliance Monitoring professional to provide compliance oversight focusing on third party firms operating within the group. The role holder will also be involved in wider...

    • United Kingdom
    • c.£80,000 + 15% Bonus + Benefits
    • Posted 20 days ago

    The Head of Advice Policy will work at a strategic level to provide technical guidance which contributes to the goals and effectiveness of the advice team with the aim of ensuring the business provides an outstanding experience for their clients. Key responsibilities include: • Adhere to the busi...