Compliance jobs

Found 11 jobs
    • City of London
    • 55000
    • Posted 4 days ago

    ​MERJE have partnered with a leading international outsourced investment office which provides independent investment management advice to a variety of clients.   With offices in London, Boston, New York, San Francisco, Paris, Singapore and Hong Kong, the Compliance Associate will join a small co...

    • City of London
    • Posted 4 days ago

    ​ A fantastic opportunity has come about to join a highly reputable global Wealth/Investment advisory firm. With around 200 employees in the UK and ambitious plans to continue building out their offering across Europe, this is an exciting time to be part of an innovative and growing organisation....

    • Leeds
    • £70,000 + benefits
    • Posted 4 days ago

    As a Senior T&C Supervisor you would be deputise for the Head of department as required. The person in this role is likely to supervise more experienced advisers or/and advisers from acquisitions of recently acquired businesses who have previously been directors/vendors of their own businesses. T...

    • London
    • £63,000 + Benefits
    • Posted 5 days ago

    As a Senior Advice Technician you will join the company’s Advice Assurance team to provide advice and guidance to their advisers, in this full-time, permanent role with hybrid and remote working opportunities depending on your circumstances. The role will involve: • Supporting our IFAs with your ...

    • Manchester
    • £63,000 + Benefits
    • Posted 5 days ago

    As a Senior Advice Technician you will join the company’s Advice Assurance team to provide advice and guidance to their advisers, in this full-time, permanent role with hybrid and remote working opportunities depending on your circumstances. The role will involve: • Supporting our IFAs with your ...

    • Birmingham
    • £63,000 + Benefits
    • Posted 5 days ago

    As a Senior Advice Technician you will join the company’s Advice Assurance team to provide advice and guidance to their advisers, in this full-time, permanent role with hybrid and remote working opportunities depending on your circumstances. The role will involve: • Supporting our IFAs with your ...

    • City of London
    • 60000
    • Posted 10 days ago

    Compliance Monitoring Officer – MCOBS/CONC ​ ​Job Description: ​ Compliance Monitoring Officer required for a leading private bank. The role sits within the Risk & Compliance team, operating in the 2nd Line of Defence reporting to the Head of Compliance ​ The purpose of role is to ensure that the...

    • City of London
    • 55000
    • Posted 13 days ago

    Job Description: Compliance Monitoring Officer required for a leading lender to join a compliance team, ensuring the team works to ensure the business’ compliance with current and forthcoming applicable regulatory regimes. The team assesses the adequacy and effectiveness of the business’ Policies...

    • City of London
    • 60000 - 80000
    • Posted 19 days ago

    ​Our client is a leading international law firm who also provide technical regulatory excellence and experience and, crucially, demonstrate real insight into their clients and what really matters to them. A natural choice for FTSE100 clients and their equivalents in other markets and for the best...

    • Bristol
    • £50,000 - £60,000
    • Posted 19 days ago

    ​ ​ Our client is a leading General Insurance broker based in a number of locations across the UK with is an established and experienced team of chartered insurance brokers and a dedicated claims management team. ​Job Summary:​ Reporting to the Operations Director, the Compliance Officer will act...

    • London
    • £55,000 - £70,000 pa
    • Posted 19 days ago

    Compliance Officer – consumer credit (hybrid working, London) ​ This technology enabled consumer credit company provides access to credit for UK consumers. The company was founded with the objective of reducing the cost of borrowing for customers who don’t have access to mainstream lenders. Curre...

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