Compliance jobs

Found 14 jobs
    • Edinburgh
    • £50,000 + Benefits
    • Posted 2 days ago

    This unique opportunity means that you can expect to be involved in a broad range of topics and is ideal for someone with strong Compliance experience focussing around Investments. The role will involve: • Undertaking regular compliance monitoring • Monitoring risk across multiple workstreams • S...

    • United Kingdom
    • c.£52,000 + C£4500 Car Allowance + Benefits
    • Posted 3 days ago

    ​Job Description: Reporting to the Head of T&C, you will help to coach, train, develop and monitor the performance of the company’s Financial Advisers to ensure that clients receive an outstanding service and that all regulatory requirements and standards are met and maintained. Key responsibilit...

    • United Kingdom
    • c.£80,000 + Bonus + Benefits
    • Posted 11 days ago

    An exciting opportunity for the right candidate to work in a fast-growing investment management firm, during a period of key expansion as we evolve our proposition. As the Product Governance Manager, you will Lead the development of new products and reviews of existing products. You will also be ...

    • Milton Keynes
    • £45,000 - £55,000 + Car allowance + Excellent Benefits
    • Posted 11 days ago

    Our client is a well-respected General Insurance Consultancy who provide Compliance support and services to Brokers. Due to the firms continued growth and taking on an increasing number of new clients, they are looking to recruit within the Compliance function. In this role you will provide exper...

    • Liverpool
    • £45,000 - £55,000 + Car allowance + Excellent Benefits
    • Posted 11 days ago

    Our client is a well-respected General Insurance Consultancy who provide Compliance support and services to Brokers. Due to the firms continued growth and taking on an increasing number of new clients, they are looking to recruit within the Compliance function. In this role you will provide exper...

    • Birmingham
    • £45,000 - £55,000 + Car allowance + Excellent Benefits
    • Posted 11 days ago

    Our client is a well-respected General Insurance Consultancy who provide Compliance support and services to Brokers. Due to the firms continued growth and taking on an increasing number of new clients, they are looking to recruit within the Compliance function. In this role you will provide exper...

    • Leeds
    • £45,000 - £55,000 + Car allowance + Excellent Benefits
    • Posted 11 days ago

    Our client is a well-respected General Insurance Consultancy who provide Compliance support and services to Brokers. Due to the firms continued growth and taking on an increasing number of new clients, they are looking to recruit within the Compliance function. In this role you will provide exper...

    • Manchester
    • £45,000 - £55,000 + Car allowance + Excellent Benefits
    • Posted 11 days ago

    Our client is a well-respected General Insurance Consultancy who provide Compliance support and services to Brokers. Due to the firms continued growth and taking on an increasing number of new clients, they are looking to recruit within the Compliance function. In this role you will provide exper...

    • Leeds
    • to £80,000 + Benefits
    • Posted 11 days ago

    MERJE have been exclusively appointed on behalf of this small but entrepreneurially led organisation who design and build bespoke insurance schemes, providing unique insurance solutions with ongoing management and support. To facilitate ambitious growth plans they are now in a position where they...

    • United Kingdom
    • £55,000 + Benefits
    • Posted 13 days ago

    ​The Compliance Partner provides group-wide guidance to all levels throughout the group, to ensure a positive, regulatory compliant and great client outcome is achieved. The role will involve: •Review and respond to compliance queries efficiently and accurately •Carry out second line monitoring a...

    • Bournemouth
    • £60,000 - £65,000
    • Posted 25 days ago

    ​As Compliance and Risk Manager you will be responsible for providing compliance advice, oversight and support to the business in the delivery of good customer and commercial outcomes. ​ You will embed compliance monitoring and assurance oversight and your role will involve supporting the. You wi...

    • Surrey
    • £50,000 - £60,000
    • Posted 25 days ago

    ​Working for this successful and established brand in the market, the purpose of this role is to support the delivery of a formal programme of Monitoring by leading on allocated reviews and providing independent assessment of systems and controls. Key responsibilities: • To deliver allocated area...

    • City of London
    • £55,000 - £65,000
    • Posted 27 days ago

    A fantastic opportunity has come about to join a highly reputable global Wealth/Investment advisory firm. With around 200 employees in the UK and ambitious plans to continue building out their offering across Europe, this is an exciting time to be part of an innovative and growing organisation.  ...

    • City of London
    • £60,000
    • Posted 28 days ago

    ​​This highly experienced team of regulatory advisory specialists are looking for a new Consultant to join the firm and work with their clients on designing and implementing good compliance and governance across a number of Retail Financial Services firm, Banks and Wealth Management firms. We are...

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