Compliance jobs
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- United Kingdom
- up to £70,000 + Excellent Benefits
- Posted 10 days ago
Data Protection Manager (DPM) Based: Hybrid anywhere in the UK with occasional travel to Blackburn and Milton Keynes Purpose of the role: Reporting to the Head of Compliance (HoC), the DPM will be responsible for facilitating the management of all aspects of Data Protection to the organisation S...
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- United Kingdom
- c£35,000 +Benefits
- Posted 15 days ago
Job Description: My client operating in the Fund Management space is looking for a Compliance and Risk Officer to join the business. The Compliance and Risk Team is responsible for the day-to-day oversight of all Funds. It ensures over-arching Compliance with the FCA handbook, Conduct of Bus...
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- United Kingdom
- £80,000 +Bonus +Benefits
- Posted 17 days ago
Job Description: The purpose of the role is for the design, delivery and management of the company's Operational Resilience framework including the identification of important business services, impact assessments, tolerance setting, process management, outsourcing frameworks and business cont...
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- Bath
- £65,000 + Bonus + Benefits
- Posted 22 days ago
Job Description: I'm working with an expanding business operating in the independent financial planning space who are looking for a T&C Supervisor to join the business. As part of the overall compliance department, you will support their IFA's on all aspects of training, competency and complia...
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- Bristol
- £65,000 + Bonus + Benefits
- Posted 22 days ago
Job Description: I'm working with an expanding business operating in the independent financial planning space who are looking for a T&C Supervisor to join the business. As part of the overall compliance department, you will support their IFA's on all aspects of training, competency and complia...
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- Reading
- £65,000 + Bonus + Benefits
- Posted 22 days ago
Job Description: I'm working with an expanding business operating in the independent financial planning space who are looking for a T&C Supervisor to join the business. As part of the overall compliance department, you will support their IFA's on all aspects of training, competency and complia...
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- Bradford
- £75,000
- Posted 25 days ago
Overview The role will join a team that are responsible for all Balance Sheet Management and Treasury Risk thematic reviews alongside and supporting the delivery of the Prudential Risk Oversight Plan. The reviews cover Market Risk, Treasury Risk, Funding & Liquidity Risk and Business Risk (i...
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- Carlisle
- c£60,000 + Benefits
- Posted 28 days ago
Job Description: You will help to coach, train, develop and monitor the performance of the company's Financial Advisers to ensure that clients receive an outstanding service and that all regulatory requirements and standards are met and maintained. Key responsibilities include: - M...
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- Newcastle upon Tyne
- c£60,000 + Benefits
- Posted 28 days ago
Job Description: You will help to coach, train, develop and monitor the performance of the company's Financial Advisers to ensure that clients receive an outstanding service and that all regulatory requirements and standards are met and maintained. Key responsibilities include: - M...