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    • London
    • Flexible
    • Posted 2 days ago

    A Leading Real Estate Asset Management business with operations in the UK and Europe are seeing to hire a Part Time compliance office to take ownership of their Compliance Operations. The Role You will be responsible for the full compliance offering of the European business Maintaining ongoing relationship with the FCA, meeting statutory regulatory reporting obligations (principally GABRIEL returns), registration and deregistration of FCA appr...

    • Newcastle upon Tyne
    • £35,000 + Benefits
    • Posted 2 days ago

    Our client is a highly regarded company who are recruiting for a Senior Paraplanner. The purpose of the roles is to provide technical support, recommendations and report writing for the financial planning consultants. The role: Research and analyse products and providers for new clients, compiling suitability reports Periodically reviewing available products; pro-actively seeking new product details to ensure appropriate recommendations can be...

    • Leeds
    • £500 - £600 a day
    • Posted 2 days ago

    Long established my client provides the advice and support needed to achieve longer-term financial control. The role: They are currently looking for an individual on an interim basis for an initial period of 6 months to undertake the role of Regulatory Compliance Lead for their Transformation programme. Working closely with stakeholders across multiple work-streams of the programme, the role will provide regulatory advice and direction to ensu...

    • London
    • £53,000 + Package
    • Posted 3 days ago

    The Client- A Private Equity, Government backed organisation are looking to recruit a specialist financial crime executive to complement their existing team. The organisation is very active in investment opportunities in Africa and South East Asia across emerging and frontier markets. The Role- This role will be responsible for conducting integrity due diligence for individual investments, providing written and oral analysis of the business in...

    • London
    • £33,000 + Package
    • Posted 3 days ago

    The Client A global Law firm are looking to recruit a Conflicts Analyst to join their in-house Compliance and Due Diligence team. This Client does not provide sponsorship. The role Key Requirements- Researching, analysing and conducting CDD (Client Due Diligence) and conflict checks for all new and existing clients and client matters across the Firm. Escalate complex conflicts issues to the Risk and Compliance Manager. Conduct checks on Anti-M...

    • Cardiff
    • £34,000 + Car Allowance
    • Posted 3 days ago

    Well known Financial Services firm with offices across the UK are looking to hire a Field Compliance Manager to be responsible for managing a number of appointed representatives / mortgage advisors within a geographical area across Cardiff and South Wales. The position is a home based role with travel 2/3 days per week. Key Responsibilities: Ensure a consistent approach to compliance and regulatory policy Work closely with Advice Quality, ensu...

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