Compliance jobs

Found 18 jobs
    • £40,000-£44,000 - Dependant on Experience
    • Posted about 13 hours ago

    Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.  As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determin...

    • London
    • £50,000-£60,000
    • Posted 1 day ago

    MERJE are partnered with a leading Wealth Manager who are looking for a Paraplanner to join their fast growing team. Key Responsibilities: Evaluate prospective client objectives, portfolio holdings, time-horizon, cash flow needs and financial situation to determine a suitable asset allocation rec...

    • Manchester
    • £35,000-£45,000 - DOE
    • Posted 2 days ago

    Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.  As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determin...

    • £35,000-£45,000 - DOE
    • Posted 3 days ago

    Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.  As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determin...

    • West Midlands
    • c.£40,000 + Bonus & Benefits
    • Posted 7 days ago

    Senior Paraplanner  Our client, a rapidly expanding and acquisitive Wealth Management firm are looking for a Senior Paraplanner to join and help shape their paraplanning function. As Senior Paraplanner you will be responsible for the assessment of files/holdings following client meetings ensuring...

    • West Midlands
    • Competitive Salary + Bonus & Benefits
    • Posted 15 days ago

    Our client, a rapidly expanding and acquisitive Wealth Management firm, are looking for a Financial Planner to input into the strategic direction of the business as part of the Financial Planning leadership team. They are currently seeking a highly motivated and experienced Financial Planner who ...

    • London
    • £70,000 + £5k cash-car allowance + bonus + benefits
    • Posted 16 days ago

    MERJE has partnered with a leading insurance company and we’re looking for a Compliance Manager to join their expanding team. The Compliance Manager will offer proactive consultancy to ensure business areas understand and meet regulatory obligations, embedding a compliance culture across the orga...

    • Scotland
    • £550 per day
    • Posted 16 days ago

    Compliance Manager, IFA/Wealth sector (contract role for 5 months) Circa £550 per day or FTC Scotland – Hybrid A Compliance Manager is required for a leading national wealth management business in the UK. The role is based in Scotland with flexible working and the successful candidate will be res...

    • Herefordshire
    • £75,000 - £90,000
    • Posted 20 days ago

    MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring. This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team. The successful candidate will execute a progr...

    • West Midlands
    • c.£38,000 + Benefits
    • Posted 21 days ago

    Our client, a specialist Wealth Management firm are looking for a Paraplanner to join on a permanent basis.  As Paraplanner you will actively support Wealth Planners by carrying out high quality research on a full range of financial planning products and services including pensions, life insuranc...

    • Manchester
    • Up to £60,000 - DOE
    • Posted 21 days ago

    Our client, a leading financial services firm are looking for a Quality Assurance Manager to join the team on a permanent basis.  As Quality Assurance Manager you will work to reintroduce the Quality Assurance (QA) programme in the operational teams. Providing assurance, where appropriate, that t...

    • Manchester
    • To £50,000 + Benefits
    • Posted 22 days ago

    Senior FCA Compliance Officer (FTC for 12 months)   Manchester – Hybrid To £50,000 + Benefits MERJE is currently seeking an experienced FCA Compliance Officer for a financial services company based in Manchester.  The role is initially being recruited on a fixed term contract for 12 months. The s...

    • Lancashire
    • Competitive Salary + Benefits Package
    • Posted 23 days ago

    Our client, a leading Wealth Management firm are looking for a Payments Officer to join the team on a permanent basis.  As Payments Officer you will be responsible for assist the team in reviewing client and custodian payments. Apply client money and deal with  queries in a timely and efficient m...

    • Birmingham
    • £50,000 - £60,000
    • Posted 30 days ago

      Job Description: Opportunity to join a very well known financial services business joining an established 2 nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudent...

    • London
    • £70,000 - £75,000
    • Posted 30 days ago

    MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London. You’ll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks. Key responsibilities include ...

    • London
    • £50,000
    • Posted 3 months ago

    MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects that delve into metrics and data across the business Of...

    • London
    • £60,000 - £65,000 plus package
    • Posted 4 months ago

    MERJE are delighted to be partnered with this established Wealth Management firm in London. Working in a highly collaborative and successful environment, you will be part of a team that provides regulated financial and investment advice to clients in the UK and across Europe. As a Business Assura...

    • West Midlands
    • c.£30,000 + Benefits
    • Posted 4 months ago

    Our client, a specialist Wealth Management firm, are looking for an IFA Administrator to join the business on a permanent basis. As IFA Administrator you will actively support the Wealth team by carrying out general day to day administration of Life, Investment and Pensions, including submission ...

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