Compliance jobs

Found 13 jobs
    • Greater London
    • £30,000 - £70,000
    • Posted 7 days ago

    ​ MERJE are currently partnering with a dynamic and fast growing consultancy who are looking for Regulatory Consultants at all levels.   ·         Undertaking impact assessments of new emerging regulations such as Operational Resilience, Data Privacy, GDPR, CASS, Conduct, MIFID II - documenting t...

    • United Kingdom
    • £45,000 + benefits
    • Posted 10 days ago

    Location: Remote Working​ The role will be responsible for creating and maintaining a bank of Suitability Report templates for the business, working with advisers and paraplanners to ensure these are compliant and ‘customer focussed’. You will assist with the education and training of new and exi...

    • City of London
    • £45,000 + benefits
    • Posted 10 days ago

    ​The role will be responsible for creating and maintaining a bank of Suitability Report templates for the business, working with advisers and paraplanners to ensure these are compliant and ‘customer focussed’. You will assist with the education and training of new and existing Advisers within the...

    • United Kingdom
    • £45,000 + Car Allowance + Benefits
    • Posted 18 days ago

    ​Job Description: To work effectively and efficiently to deliver a market leading proactive compliance consultancy service to directly authorised firms. To identify opportunities and trends and to deliver a quality service to clients / members ensuring compliance standards are enhanced, risks mit...

    • City of London
    • £50,000
    • Posted 20 days ago

    ​ Reporting to the Head of Intermediated Sales Quality, the role is to own, enhance and report on distribution quality management (DQM) within the business’ intermediated distribution chains. Key Responsibilities Promote protection sales quality within adviser firms through the monitoring of sale...

    • United Kingdom
    • c£50,000 pa
    • Posted 27 days ago

    My client has an exciting opportunity for an experienced Pension Transfer Specialist to be part of their expanding team, providing a pension transfer advice service for a large existing bank of UK and International IFAs. This is an FCA regulated role and all their fees are non-contingent. This is...

    • City of London
    • £40,000
    • Posted 2 months ago

    My client is a specialist provider of Compliance Consultancy support, advice and guidance in the workplace. Due to their work, they are one of the UK’s leading Compliance Consultancy companies within the industry. ​ Reporting to the Field Consultancy Manager, the Senior Compliance Consultant will...

    • Birmingham
    • Up to £55,000 pa + Benefits
    • Posted 2 months ago

    ​Our client, one of the largest financial services providers in the UK, is recruiting an individual to develop, implement and process strategies to improve the efficiency of their Quality Assurance framework. ​ Key Responsibilities: •Oversee the effectiveness to current policies, procedures and i...

    • City of London
    • £40,000 - £45,000
    • Posted 2 months ago

    ​A great opportunity for a Prudential Associate to work in an independent, specialist Global Regulatory Consultancy supporting on prudential projects and reporting whilst being able to deliver client work, participate in marketing and business development, assist with technical research and the p...

    • London
    • £50,000
    • Posted 3 months ago

    ​ ​ Great opportunity for a Risk and Compliance Officer at award-winning, dynamic and vibrant financial services provider, based in South East London.The role purpose will be to guide the business and leadership team on emerging and existing prudential, conduct, product, and industry regulation i...

    • London
    • £30,000 - £35,000
    • Posted 3 months ago

    ​ A newly created role to support the further growth of this successful Global Payments business in regards to compliance around their e-money activities. Key responsibilities include: ​ Manage compliance matters around all regulatory and legal requirements and ensuring policies and processes ref...

    • City of London
    • Great Salary, Commission & Benefits
    • Posted 4 months ago

    ​Who are we? MERJE is a culmination of outstanding industry expertise, drive to be different, ambition to be better and commitment to valuing our people. Our teams across London, Manchester and Glasgow are dedicated to delivering exceptional and adaptable recruitment services to a wide range of c...

    • London
    • £35,000 - £45,000
    • Posted 7 months ago

    A great opportunity for a Capital Markets Associate to work for an independent, specialist financial services regulatory consultancy with a global offering who due to continued growth currently have an opening within the team. This role is based within the Capital Markets team who deliver special...