Compliance jobs

Found 4 jobs
    • United Kingdom
    • £38,000
    • Posted 2 days ago

    The purpose of this role is to manage and assess file reviews submitted by the Company’s Independent Financial Advisers in line with the Company’s Training and Competency (T&C) requirements. The role will ensure that the Company’s extremely high quality of compliance and risk management is mainta...

    • London
    • £35,000 - £45,000
    • Posted about 1 month ago

    ​ The Quality Assurance Specialist will be responsible for completing detailed quality checking and analysis of Customer Operations and Financial Operations processes and call handling. The role involves: ·         Designing, planning and executing assurance audits of internal processes; identify...

    • City of London
    • £35,000 - £45,000
    • Posted about 2 months ago

    ​ A great opportunity for a Capital Markets Associate to work for an independent, specialist financial services regulatory consultancy with a global offering who due to continued growth currently have an opening within the team. This role is based within the Capital Markets teamwho deliver specia...

    • London
    • £30,000 - £35,000
    • Posted 5 months ago

    ​ A newly created role to support the further growth of this successful Global Payments business in regards to compliance around their e-money activities. Key responsibilities include: ​ Manage compliance matters around all regulatory and legal requirements and ensuring policies and processes ref...