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Senior Compliance Partner

  • Location: United Kingdom
  • Salary: £55,000 + Benefits per year
  • Job Type:Permanent

Posted 8 days ago

  • Sector: Compliance
  • Contact: Paul Clayton
  • Expiry Date: 22 December 2022
  • Job Ref: PC/19808

​The Compliance Partner provides group-wide guidance to all levels throughout the group, to ensure a positive, regulatory compliant and great client outcome is achieved.

The role will involve:

•Review and respond to compliance queries efficiently and accurately

•Carry out second line monitoring as per agreed timetable for advice, product and/or processes

•Review/approve financial promotions and ensure group communications are compliant

•Provide compliance oversight, guidance, and support on relevant group projects

•Highlight improvement areas through root cause analysis and effectively communicate these to the group where appropriate

•Promote a positive, solutions driven and collaborative compliance culture group-wide

•Assist, present or work as part of the project team if and when required

•Present, attend or report into any group board, committee, or team if and when requested

•Deputising for the compliance manager

Key Requirements:

•A minimum of 7 years’ experience working in a financial service regulatory environment ideally in second line compliance

•Detailed knowledge of FCA handbooks PRIN, SYSC, COBS, PROD and DISP

•Demonstrate good awareness of industry relevant compliance issues internally and industry wide