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Training & Competence Supervisor (Home-Based)

  • Location: United Kingdom
  • Salary: Up to £47,000 + Benefits per year
  • Job Type:Permanent

Posted about 1 year ago

  • Sector: Compliance
  • Contact: Paul Clayton
  • Contact Email:
  • Contact Phone: 0161 883 2747
  • Expiry Date: 31 May 2023
  • Job Ref: PC/10282




Job Title

Training & Competence Supervisor (Home Based)



Job Description

Job Description:  My client operating in the Wealth Management space is looking for a T&C Supervisor to join the team.


The role will involve taking responsibility for the following:


Supervise advisers in line with the company T&C Scheme. Including the undertaking and documentation of one-to-one meetings with advisers, as allocated to you by the Head of T&C.

Set actions for advisers / other AR Firm staff to address risks identified through one-to-one meetings or separately, and track progress with actions set. Actions should be set in line with the company T&C Scheme.

Identify any risks the company is exposed to which you do not feel can be adequately managed through standard processes and escalate these to the senior management team.

Carry out assessments on advisers applying to join the company, in line with company processes.

Provide support for advisers and other AR firm staff newly joining the company, in line with company processes.

Undertake AR firm audits to assess firms' systems and controls, in line with company processes, as allocated to you by the Manager.

Develop and maintain positive relationships with AR Firms, displaying professionalism at all times.

Liaise with other T&C team members, and colleagues in other areas to provide a cohesive and consistent service to their AR Firms.


Key Requirements:


Qualified to QCF Level 4 or equivalent as a minimum.

H15 or J07 qualification would be beneficial.


Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.

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