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Training and Competence Supervisor

  • Location: Bath
  • Salary: £65,000 + Bonus + Benefits per year
  • Job Type:Permanent

Posted 8 months ago

  • Sector: Compliance
  • Contact: Paul Clayton
  • Contact Email: pclayton@merje.com
  • Contact Phone: 0161 883 2747
  • Expiry Date: 14 December 2023
  • Job Ref: PC/11122(BAT)

 

Job Description:  I'm working with an expanding business operating in the independent financial planning space who are looking for a T&C Supervisor to join the business. As part of the overall compliance department, you will support their IFA's on all aspects of training, competency and compliance per established standards and internal procedures.

 

The role will involve taking responsibility for the following:

Managing induction and supervision of new entrants

Provision of technical, supervisory and compliance support to new and existing advisers

Completion of regular risk-based one-to-ones with advisers.

Collating data and recording results on the system, identification, and reporting of trends by the adviser or firm level

Providing appropriate feedback both written and verbal to individual advisers

Liaison with colleagues within the firm across the training and competency functions where necessary

The individual will be expected to learn other compliance aspects to provide cover whenever needed.

Key Requirements:

A background in financial services training and competence, ideally 2 years

Level 4 Diploma qualified

Robust product and technical knowledge across all facets of financial services, with particular knowledge and working experience in all types of pensions and investments.

 

Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.

If you would like this job advertisement in an alternative format, please contact MERJE directly.

 

 

 

 

 

 

 

Fully Remote         Partially Remote                100% Office-Based

 

 

 

 

 

 

 

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