Senior Compliance Officer

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  • Salary:

    £40,000 - £50,000

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  • Published:

    over 1 year ago

FCA regulated compliance role within an insurance business. 
Duties of the role include;
• Delivery of real-time advice to the first line, and management of Compliance ‘sign-offs’
• Subject matter expert for regulatory obligations (including FCA and Data Protection)
• Oversight of all regulatory breaches
• Completion of the 6 monthly regulatory return accurately and on a timely basis
• Delivery of the Compliance Monitoring Plan ensuring high-quality reviews are completed and deliver
• added-value recommendations to assist the business in continuously improving the regulatory control
• environment
• Support and coaching of the junior compliance staff
• Delivery of updates to the business of all regulatory and industry updates
Skills and experience;
• To be considered for the role you will need to have been a Compliance officer within the Insurance Sector and ideally within an Insurance Broker
• You will need to have experience of Delivering risk-based Compliance Monitoring Reviews and have an in depth knowledge of FCA regulations, notably ICOBS, CONC, PERG, FIT, PROD, CASS and SYSC
• It’s important that you can be commercially sensitive whilst considering business and regulatory risks and that you have strong business knowledge and a thorough understanding of insurance products, distribution and processes
• We will need you to be a confident and articulate communicator both verbally and in writing and have well-developed influencing skills. Strong analytical skills are also as well as effective problem solving ability
• You will need to be self-motivated and be able to work under your own initiative
• Ideally you will be CII qualified, but this isn’t essential
Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.