​Job Description: This is an exciting and varied role whereby the successful candidate will be required to provide support to the Compliance Director in helping meet the various compliance obligations. This position will suit someone with a genuine passionate interest in ensuring the business meets all the needs and legal requirements.

Key responsibilities include:

• To complete RegData and other FCA returns/PII applications in an accurate and timely manner

• To complete DFM returns and reports in an accurate and timely manner

• To manage the compliance team tasks and members as appropriate

• To carry out any regulatory reviews that may arise or assist with other relevant projects within the Group for the management team

• To assist the investigation of complaints

• To take part in regulatory supervision of the Financial Consultants

• To review the suitability and quality of advice provided by our consultants to our clients and to ensure that any identified areas of concern or development needs are properly addressed.

• To oversee all aspects of Data Protection within the Group

• To assist in Anti-Money Laundering oversight within the Group

The Person:

• The candidate must be at least Level 4 Diploma Qualified (or equivalent)

• Previous experience of compliance file checking and complaints handling is very important

To discuss the role in greater detail please contact Paul Clayton on 0161-883-2747 or send through your CV to pclayton@merje.com

Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.

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