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Independent Financial Adviser

  • Location: Leeds
  • Salary: £70,000 + benefits per year
  • Job Type:Permanent

Posted about 1 year ago

  • Sector: Compliance
  • Contact: Paul Clayton
  • Expiry Date: 14 April 2023
  • Job Ref: PC/9935

My client is looking for an Independent Financial Adviser to deliver holistic financial advice, supporting their clients to achieve their financial objectives.

The role will involve:

•To develop effective relationships with clients and professional connections as one of the principal sources of new clients and maximising brand awareness.

•Develop a sustainable business model for the provision of advice to clients.

•Develop holistic client relationships in line with our client service proposition.

•Actively seek and identify new business opportunities both internally and externally to support the growth of the business.

•Provide financial advice to clients on a range of whole of market financial planning solutions.

•Provide clients with an exceptional service, ensuring that all reviews are undertaken regularly and in accordance with their agreed service propositions to maintain and grow our recurring revenue stream.

•Operate in accordance with company policies and procedures including Compliance, Operational and Training & Development (T&D) as issued by the business.

•Act in accordance with the Financial Conduct Authority’s (FCA) Statement of Principle and Code of Conduct for Approved Persons and all other regulatory bodies, including the Fit and Proper principles.

Key Requirements:

• Previously achieved Competent Adviser Status (CAS) status

•Financial Planning diploma qualified (ideally Chartered or working towards Chartered status).

•Demonstrable financial planning experience gained with a recognised organisation.