Compliance Manager

  • Location


  • Discipline:

    Compliance, Risk Management

  • Job type:


  • Salary:

    c. £55,000 + Benefits

  • Consultant:


  • Email:


  • Job ref:


  • Published:

    about 1 year ago

My client is a rapidly growing investment group that is looking for a Compliance Manager to ensure that the FCA regulations are always adhered to.

Key responsibilities include:


  • To assist the CIO in developing the investment strategy of the company;
  • To assist the CIO with an ongoing due diligence monitoring programme of the company’s internal and external investment desks and fund managers;
  • To attend the company’s Investment Committees;
  • To communicate a viewpoint of the economy and markets to internal and external stakeholders;
  • To assist the investment desks across the business in developing efficient investment processes and procedures;
  • To undertake qualitative and quantitative investment research
  • Comply with the FCA Rules and Regulations and all other industry rules, regulations and guidance


The Person:


  • Previous investment team experience
  • Holder of the IMC (Investment Management Certificate)
  • Previous experience in a similar role