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Compliance Manager

  • Location

    Birmingham

  • Discipline:

    Compliance, Risk Management

  • Job type:

    Permanent

  • Salary:

    c. £55,000 + Benefits

  • Consultant:

    #

  • Email:

    pclayton@merje.com

  • Job ref:

    PC/16662

  • Published:

    7 months ago

My client is a rapidly growing investment group that is looking for a Compliance Manager to ensure that the FCA regulations are always adhered to.

Key responsibilities include:

 

  • To assist the CIO in developing the investment strategy of the company;
  • To assist the CIO with an ongoing due diligence monitoring programme of the company’s internal and external investment desks and fund managers;
  • To attend the company’s Investment Committees;
  • To communicate a viewpoint of the economy and markets to internal and external stakeholders;
  • To assist the investment desks across the business in developing efficient investment processes and procedures;
  • To undertake qualitative and quantitative investment research
  • Comply with the FCA Rules and Regulations and all other industry rules, regulations and guidance

 

The Person:

 

  • Previous investment team experience
  • Holder of the IMC (Investment Management Certificate)
  • Previous experience in a similar role