Compliance Officer - 12 Month FTC
Our clients are an exciting, forward-thinking brand in financial services. They are looking for a Compliance Officer offered on a full-time, fixed term contract to cover Maternity Leave with the potential of full time.
You will report directly into the Compliance Manager and be responsible for ensuring business is compliant with regulations and provide Compliance advice and reccomendations.
Responsible for the organisation of compliance records, ensuring all compliance logs are kept up to date.
Assist with the delivery of the Training & Competence Framework and Compliant Management Framework
Compliance Monitoring activities in accordance with the annual plan
Assisting business to maintain compliance and adherence to policies and procedures, highlighting risks and areas of improvement to Compliance Manager
Assisting other members of the Compliance Department
Other duties commensurate with the position
Key Skills & Experience
Knowledge of FCA regulatory requirements (particularly CONC, PRIN, COCON, SYSC, TC and DISP) pertaining to the sale of consumer finance and/or general insurance
Knowledge of TCF and the Consumer Duty is desirable.
A working understanding of the regulatory framework
Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.
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