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Compliance Officer - 12 Month FTC

  • Location: Lancashire
  • Salary: Up to £33,000 + Benefits per year
  • Job Type:Contract

Posted about 1 month ago

  • Sector: Compliance
  • Contact: Sam Anderson
  • Contact Email: sanderson@merje.com
  • Contact Phone: 0161 883 2765
  • Expiry Date: 28 February 2024
  • Job Ref: SA/11313

Compliance Officer - 12 Month FTC 

Our clients are an exciting, forward-thinking brand in financial services. They are looking for a Compliance Officer offered on a full-time, fixed term contract to cover Maternity Leave with the potential of full time.

You will report directly into the Compliance Manager and be responsible for ensuring business is compliant with regulations and provide Compliance advice and reccomendations. 

 

Role Responsibilities

  • Responsible for the organisation of compliance records, ensuring all compliance logs are kept up to date.

  • Assist with the delivery of the Training & Competence Framework and Compliant Management Framework

  • Compliance Monitoring activities in accordance with the annual plan

  • Assisting business to maintain compliance and adherence to policies and procedures, highlighting risks and areas of improvement to Compliance Manager

  • Assisting other members of the Compliance Department

  • Other duties commensurate with the position

Key Skills & Experience

  • Knowledge of FCA regulatory requirements (particularly CONC, PRIN, COCON, SYSC, TC and DISP) pertaining to the sale of consumer finance and/or general insurance

  • Knowledge of TCF and the Consumer Duty is desirable.

  • A working understanding of the regulatory framework

 

Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.

If you would like this job advertisement in an alternative format, please contact MERJE directly.