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Compliance Manager

  • Location: London
  • Salary: £100,000 per year
  • Job Type:Permanent

Posted 28 days ago

  • Sector: Compliance
  • Contact: Jake Kelly
  • Contact Email: jkelly@merje.com
  • Contact Phone: 0203 637 1604
  • Expiry Date: 24 April 2024
  • Job Ref: JK/11562

MERJE are working with a leading financial services' business who are looking for a Compliance Manager to join their fast growing team.

 

Key Responsibilities:

 

  • Lead with implementing and maintaining the compliance framework and associated documentation.

  • Lead in the drafting, reviewing, and updating of compliance policies and procedures, ensuring documentation of compliance tasks and decisions.

  • Maintain processes and controls ensuring their compliance with key regulations and legislations.

  • Lead with the creation and performance of controls related to the business.

  • Support with the communication to the business functions of ongoing key updates related to reviews.

  • Lead with the undertaking of focused and thematic reviews and testing including the Compliance Annual Plan, agreeing findings, and issuing monitoring reports to the business.

  • Conduct regular compliance assessments and reviews to ensure adherence to internal policies and regulations impacting the business

  • Lead with the preparation of management information (MI) for the Head of Compliance to include in monthly MI, and compliance committee reporting around compliance monitoring activity undertaken.

 

 

Key Requirements:

 

  • Experience drafting Compliance policies and procedures

  • Strong FCA regulatory knowledge

  • Excellent organizational and communication skills

  • Strong financial services experience

 

This opportunity is offering great career growth and earning potential going forward, to find out more please apply.