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Compliance Analyst

  • Location: London
  • Salary: £60,000 - £80,000 per year
  • Job Type:Permanent

Posted about 2 years ago

  • Sector: Compliance
  • Contact: JAKE KELLY
  • Contact Email: jkelly@merje.com
  • Expiry Date: 28 February 2022
  • Job Ref: JK/18556

MERJE are currently partnering with a leading investments business looking for a Compliance Analyst to work closely with the Head of Compliance to ensure the business operations comply with all relevant regulations.

 

·         Help identify, assess, and research the impact of new or changing UK and EMEA

·         regulations on the business focusing on the areas of the FCA business plan and regulatory initiatives grid.

·         Provide advisory support across the business on regulatory developments

·         Produce summary regulatory analysis / reporting to allow senior members of the firm to understand current UK and EMEA regulatory developments

·         Track regulations that affect the business, through their development processes and communicate updates to the business

·         Support all governance committees responsible for ensuring communication of all relevant regulatory developments and tracking of regulatory change

·         Perform an ongoing appraisal of changes in the regulatory environment

·         Work with Compliance, Legal and Risk on the assessment of regulatory requirements

·         Contribute to communication efforts for Regulatory Development

 

Key Requirements

 

·         Bachelor's degree or the equivalent combination of education and relevant experience

·         At least 3+ years working knowledge of compliance within the asset management industry

·         Knowledge of FCA/UK regulatory framework with direct relevant experience

·         Good general knowledge of the FCA handbook