MERJE are currently partnering with a leading investments business looking for a Compliance Analyst to work closely with the Head of Compliance to ensure the business operations comply with all relevant regulations.
· Help identify, assess, and research the impact of new or changing UK and EMEA · regulations on the business focusing on the areas of the FCA business plan and regulatory initiatives grid. · Provide advisory support across the business on regulatory developments · Produce summary regulatory analysis / reporting to allow senior members of the firm to understand current UK and EMEA regulatory developments · Track regulations that affect the business, through their development processes and communicate updates to the business · Support all governance committees responsible for ensuring communication of all relevant regulatory developments and tracking of regulatory change · Perform an ongoing appraisal of changes in the regulatory environment · Work with Compliance, Legal and Risk on the assessment of regulatory requirements · Contribute to communication efforts for Regulatory Development
Key Requirements
· Bachelor's degree or the equivalent combination of education and relevant experience · At least 3+ years working knowledge of compliance within the asset management industry · Knowledge of FCA/UK regulatory framework with direct relevant experience · Good general knowledge of the FCA handbook |