Compliance jobs

Found 27 jobs
    • Lancashire
    • c.£55,000 + Benefits
    • Posted about 1 hour ago

    (Hybrid 1-2 days WFH) Our client a market leading Financial Services firm seeking an ambitious and experienced Appointed Representative - Compliance Oversight Manager to join their team. As the Compliance Oversight Manager, you will be responsible for ensuring that the Appointed Representatives o...

    • West Midlands
    • Competitive Salary + Bonus & Benefits
    • Posted 1 day ago

      Our client, a rapidly expanding and acquisitive Wealth Management firm, are looking for a Financial Planner to input into the strategic direction of the business as part of the Financial Planning leadership team. They are currently seeking a highly motivated and experienced Financial Planner wh...

    • North Yorkshire
    • £30,000 - £32,500
    • Posted 8 days ago

    Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department.    Job Description: You will play a pivotal role in the successful delivery of t...

    • East Yorkshire
    • £30,000 - £32,500
    • Posted 9 days ago

    Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department.    Job Description: You will play a pivotal role in the successful delivery of t...

    • North Yorkshire
    • £30,000 - £32,500
    • Posted 9 days ago

    Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department.     Job Description: You will play a pivotal role in the successful delivery of ...

    • Lancashire
    • Competitive Salary & Excellent Benefits package
    • Posted 9 days ago

    Our client, a leading Wealth Management firm are looking for a Client Liaison Officer to join the Client Service team on a permanent basis.  As Client Liaison Officer you will be responsible for providing liaison service between Investment Manager and Operations Centre, third parties and also cli...

    • United Kingdom
    • c.£48,000 + Bonus + Benefits
    • Posted 16 days ago

    This is an excellent opportunity to join a leading insurance company as a Regulatory Affairs Manager. The successful candidate will be responsible for providing guidance, aid and advice to the company's UK businesses and compliance colleagues on technical compliance matters and regulatory develop...

    • Leeds
    • £30,000 - £35,000
    • Posted 20 days ago

      Job Description Opportunity to join an established and leading firm within the Investment and Wealth Management sector as they look to add a Compliance officer to their Compliance function located in central Leeds. The successful candidate will assist the Compliance Manager in meeting the team'...

    • West Midlands
    • c.£38,000 + Benefits
    • Posted 21 days ago

    Paraplanner MERJE, West Midlands, England, United Kingdom (Hybrid) Our client, a specialist Wealth Management firm are looking for a Paraplanner to join on a permanent basis.  As Paraplanner you will actively support Wealth Planners by carrying out high quality research on a full range of financi...

    • United Kingdom
    • £100,000 - £120,000
    • Posted 22 days ago

    Role Purpose: Opportunity to join a financial services business to play a significant role supporting in the change and transformation of the implementation of a new cloud based core banking platform. The business operate a fully remote / flexible working arrangement with the role holder being re...

    • United Kingdom
    • £45,000 - £50,000 + Benefits
    • Posted 27 days ago

    Deputy Data Protection Officer – Home based – UK wide Our client is a long established and highly successful Financial Services business who are looking to recruit a Deputy DPO. In this role you will support the Data Protection Officer to help shape and evolve the firms Data Protection function, ...

    • Edinburgh
    • £55,000
    • Posted 27 days ago

    My client is seeking an individual to support its members and other internal staff from a taxation and trust perspective, relevant to the areas of advice undertaken by UK financial advisers. Key Responsibilities Provide telephone and email assistance that allows individual member queries to be an...

    • Manchester
    • £55,000
    • Posted 27 days ago

    My client is seeking an individual to support its members and other internal staff from a taxation and trust perspective, relevant to the areas of advice undertaken by UK financial advisers. Key Responsibilities Provide telephone and email assistance that allows individual member queries to be an...

    • London
    • £55,000
    • Posted 27 days ago

    My client is seeking an individual to support its members and other internal staff from a taxation and trust perspective, relevant to the areas of advice undertaken by UK financial advisers. Key Responsibilities: Provide telephone and email assistance that allows individual member queries to be a...

    • Birmingham
    • £55,000
    • Posted 27 days ago

    My client is seeking an individual to support its members and other internal staff from a taxation and trust perspective, relevant to the areas of advice undertaken by UK financial advisers. Key Responsibilities Provide telephone and email assistance that allows individual member queries to be an...

    • Leeds
    • £55,000
    • Posted 27 days ago

    My client is seeking an individual to support its members and other internal staff from a taxation and trust perspective, relevant to the areas of advice undertaken by UK financial advisers. Key Responsibilities Provide telephone and email assistance that allows individual member queries to be an...

    • United Kingdom
    • £55,000
    • Posted 28 days ago

    My client is seeking an individual to support its members and other internal staff from a taxation and trust perspective, relevant to the areas of advice undertaken by UK financial advisers. Key Responsibilities: Provide telephone and email assistance that allows individual member queries to be a...

    • Birmingham
    • £Competitive Day Rate
    • Posted 28 days ago

    Firm within the banking sector are looking for additional support on an interim basis to assist with preparations and the implementation of the consumer duty. Reporting to the Consumer Duty Programme Lead and Group Customer Director, the positions will play a critical role in designing and embedd...

    • United Kingdom
    • Up to £50,000 + Benefits
    • Posted 28 days ago

    Training & Development Manager  MERJE, Home-Based, United Kingdom Our clients are an exciting, forward-thinking brand in financial services. They are looking for a Training & Development Manager to support the growth of the business. The Training & Devlopment Manager will work closely not only wi...

    • West Midlands
    • c.£30,000 + Benefits
    • Posted 28 days ago

    Our client, a specialist Wealth Management firm, are looking for an IFA Administrator to join the business on a permanent basis. As IFA Administrator you will actively support the Wealth team by carrying out general day to day administration of Life, Investment and Pensions, including submission ...

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