Compliance jobs

Found 21 jobs
    • London
    • £60,000 - £65,000
    • Posted 1 day ago

    Job Description Opportunity to join a very well-known Retail & Commercial Bank in a vital role driving a culture of risk awareness and recommending solutions to digital and technology operational risk issues. You will partner with the business to manage risk and controls within the agreed risk ap...

    • Edinburgh
    • £60,000 - £65,000
    • Posted 1 day ago

    Job Description Opportunity to join a very well-known Retail & Commercial Bank in a vital role driving a culture of risk awareness and recommending solutions to digital and technology operational risk issues. You will partner with the business to manage risk and controls within the agreed risk ap...

    • Manchester
    • £60,000 - £65,000
    • Posted 1 day ago

    Job Description Opportunity to join a very well-known Retail & Commercial Bank in a vital role driving a culture of risk awareness and recommending solutions to digital and technology operational risk issues. You will partner with the business to manage risk and controls within the agreed risk ap...

    • Birmingham
    • £50,000 - £60,000
    • Posted 2 days ago

      Job Description: Opportunity to join a very well known financial services business joining an established 2 nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudent...

    • London
    • £70,000 - £75,000
    • Posted 2 days ago

    MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London. You’ll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks. Key responsibilities include ...

    • London
    • £60,000 - £75,000
    • Posted 3 days ago

    MERJE are partnered with a leading trading business who are looking for a Regulatory Affairs Associate to join their fast-growing team. Key Responsibilities: Undertake detailed impact assessments for key upcoming regulations Conduct Horizon scanning keeping the business informed of the regulatory...

    • London
    • £50,000-£60,000
    • Posted 3 days ago

    MERJE are partnered with a leading Wealth Manager who are looking for a Paraplanner to join their fast growing team. Key Responsibilities: Evaluate prospective client objectives, portfolio holdings, time-horizon, cash flow needs and financial situation to determine a suitable asset allocation rec...

    • London
    • £55,000-£60,000
    • Posted 3 days ago

    MERJE are delighted to partner with this highly prestigious and fast growing UK Bank. This is a newly created role and a fantastic opportunity to join a firm which continues to be at the forefront of its industry. You will support the Senior Manager, Information Security & Privacy with regulatory...

    • London
    • £130,000-£140,000
    • Posted 4 days ago

    MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. Provision of technical advice, support & regulatory guidance Development & completion of the ...

    • West Midlands
    • c.£40,000 + Bonus & Benefits
    • Posted 8 days ago

    Senior Paraplanner  Our client, a rapidly expanding and acquisitive Wealth Management firm are looking for a Senior Paraplanner to join and help shape their paraplanning function. As Senior Paraplanner you will be responsible for the assessment of files/holdings following client meetings ensuring...

    • West Yorkshire
    • c.£56,000 + Benefits
    • Posted 14 days ago

    Our client is a well know Financial Services business who are seeking an experienced Compliacnce & Controls Assurance Manager to join their team. As a Controls Assurance Manager, you will be responsible for managing a specialist team to deliver controls and outcome assurance over COO 3rd Party Su...

    • Lancashire
    • c.£55,000 + Benefits
    • Posted 15 days ago

    (Hybrid 1-2 days WFH) Our client a market leading Financial Services firm seeking an ambitious and experienced Appointed Representative - Compliance Oversight Manager to join their team. As the Compliance Oversight Manager, you will be responsible for ensuring that the Appointed Representatives o...

    • West Midlands
    • Competitive Salary + Bonus & Benefits
    • Posted 16 days ago

      Our client, a rapidly expanding and acquisitive Wealth Management firm, are looking for a Financial Planner to input into the strategic direction of the business as part of the Financial Planning leadership team. They are currently seeking a highly motivated and experienced Financial Planner wh...

    • North Yorkshire
    • £30,000 - £32,500
    • Posted 23 days ago

    Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department.    Job Description: You will play a pivotal role in the successful delivery of t...

    • East Yorkshire
    • £30,000 - £32,500
    • Posted 24 days ago

    Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department.    Job Description: You will play a pivotal role in the successful delivery of t...

    • North Yorkshire
    • £30,000 - £32,500
    • Posted 24 days ago

    Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department.     Job Description: You will play a pivotal role in the successful delivery of ...

    • Lancashire
    • Competitive Salary & Excellent Benefits package
    • Posted 24 days ago

    Our client, a leading Wealth Management firm are looking for a Client Liaison Officer to join the Client Service team on a permanent basis.  As Client Liaison Officer you will be responsible for providing liaison service between Investment Manager and Operations Centre, third parties and also cli...

    • London
    • £80,000 - £100,000
    • Posted about 1 month ago

    MERJE is collaborating with a prestigious UK bank to find a Senior Manager of Regulatory and Compliance Oversight to join their growing team in London. In this role, you will play a vital part in upholding the bank's reputation and fostering a robust compliance culture. Utilising your relationshi...

    • London
    • £50,000
    • Posted 2 months ago

    MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects that delve into metrics and data across the business Of...

    • London
    • £60,000 - £65,000 plus package
    • Posted 3 months ago

    MERJE are delighted to be partnered with this established Wealth Management firm in London. Working in a highly collaborative and successful environment, you will be part of a team that provides regulated financial and investment advice to clients in the UK and across Europe. As a Business Assura...

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