Compliance jobs

Found 5 jobs
    • West Midlands
    • c.£40,000 + Bonus & Benefits
    • Posted 8 days ago

    Senior Paraplanner  Our client, a rapidly expanding and acquisitive Wealth Management firm are looking for a Senior Paraplanner to join and help shape their paraplanning function. As Senior Paraplanner you will be responsible for the assessment of files/holdings following client meetings ensuring...

    • North Yorkshire
    • £30,000 - £32,500
    • Posted 23 days ago

    Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department.    Job Description: You will play a pivotal role in the successful delivery of t...

    • East Yorkshire
    • £30,000 - £32,500
    • Posted 24 days ago

    Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department.    Job Description: You will play a pivotal role in the successful delivery of t...

    • North Yorkshire
    • £30,000 - £32,500
    • Posted 24 days ago

    Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department.     Job Description: You will play a pivotal role in the successful delivery of ...

    • West Midlands
    • c.£30,000 + Benefits
    • Posted 3 months ago

    Our client, a specialist Wealth Management firm, are looking for an IFA Administrator to join the business on a permanent basis. As IFA Administrator you will actively support the Wealth team by carrying out general day to day administration of Life, Investment and Pensions, including submission ...

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