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£60,000-£70,000 Jobs in Compliance

Found 12 jobs
    • London
    • £50,000 - £60,000
    • Posted 10 days ago

    Client MERJE are currently representing a large global investment house in the search for a Compliance Monitoring specialist. Our client is highly reputable Asset Manager with a focus on emerging-market equities, multi-asset strategies, absolute return investing and global bonds. The Role: The key objective of the role is to provide assurance that regulatory risk is being adequately managed within the business and the individual will be a part...

    • Birmingham
    • c. £75,000 plus benefits
    • Posted 11 days ago

    The role will involve supporting the business in further developing, rolling out, embedding and maintaining the Group’s Enterprise-wide Risk Management Framework as well as undertaking day to day risk management activities. Key responsibilities include: Support the Head of Risk in further defining, documenting and training out the Group’s ERM Framework, including policies and guides, training & comms materials. Work with colleagues in each bus...

    • Manchester
    • c. £75,000 plus benefits
    • Posted 11 days ago

    The role will involve supporting the business in further developing, rolling out, embedding and maintaining the Group’s Enterprise-wide Risk Management Framework as well as undertaking day to day risk management activities. Key responsibilities include: Support the Head of Risk in further defining, documenting and training out the Group’s ERM Framework, including policies and guides, training & comms materials. Work with colleagues in each bus...

    • Leeds
    • c. £75,000 plus benefits
    • Posted 11 days ago

    The role will involve supporting the business in further developing, rolling out, embedding and maintaining the Group’s Enterprise-wide Risk Management Framework as well as undertaking day to day risk management activities. Key responsibilities include: Support the Head of Risk in further defining, documenting and training out the Group’s ERM Framework, including policies and guides, training & comms materials. Work with colleagues in each bus...

    • London
    • £60,000 - £65,000
    • Posted 11 days ago

    Client Our client is a boutique Wealth Manager and they are currently looking to recruit a new Compliance Manager. This is an excellent opportunity to join a reputable firm which was set up in 2013 and continues to enjoy year on year growth. They are looking for someone who has a strong track record of managing Regulatory requirements within a Wealth environment and is excited to be a part of their growth plan. The objective of this role is to...

    • London
    • £70,000 basic plus package
    • Posted 11 days ago

    Client Our client is a national Wealth Manager with a strong reputation for exceptional advisory services. Managing around £8bn in assets they have become one of the key players in the market and due to continued evolution they are currently looking to recruit a T&C Manager. You will be tasked with supporting the Compliance Director in delivering high-quality Supervision in accordance with the company T&C Scheme, providing day- to-day manageme...

    • Leeds
    • £ Competitive
    • Posted 11 days ago

    My client is long established and well regarded in the field in which they operate. They are currently looking for an individual who will help the group identify and understand its regulatory obligations and ensure they align with the strategy and long-term plans of the organisation. The role will support the group in meeting its obligations by developing, driving, monitoring, and administering a structured data governance framework. Working w...

    • Liverpool
    • £Competitive Salary
    • Posted 14 days ago

    Investment and Financial Planning firm, located in the North West, are currently looking to hire a Regulatory Review Officer on a 12 month fixed term contract. Key responsibilities include: To carry out investigative and surveillance work across the Group. To conduct interviews with senior personnel in relation to findings. To implement the regulatory file review process and work and to complete any and all work in an accurate and efficient ma...

    • London
    • £55,000 pa
    • Posted 19 days ago

    Great opportunity at a well-established, highly respected compliance support service with a reputation for delivering practical compliance solutions to clients across the UK. Due to successful business growth, my client requires an experienced Consultant/Auditor with a strong insurance background and relevant qualifications to join us on ideally a full-time basis, to deliver professional advisory and auditing services to our clients within the...

    • Birmingham
    • c£70,000 pa + Benefits
    • Posted 19 days ago

    To support the Compliance Director in delivering high-quality Supervision in accordance with the company T&C Scheme, providing day- to-day management, direction and development of T&C Supervisors, and take a lead role in driving key team initiatives. Key responsibilities include: Manage the delivery of the company T&C Scheme. Leadership, direction and line management of Training & Competence Supervisors. Manage the information flow in support ...

    • Leeds
    • c£70,000 pa + Benefits
    • Posted 19 days ago

    To support the Compliance Director in delivering high-quality Supervision in accordance with the company T&C Scheme, providing day- to-day management, direction and development of T&C Supervisors, and take a lead role in driving key team initiatives. Key responsibilities include: Manage the delivery of the company T&C Scheme. Leadership, direction and line management of Training & Competence Supervisors. Manage the information flow in support ...

    • Manchester
    • c£70,000 pa + Benefits
    • Posted 19 days ago

    To support the Compliance Director in delivering high-quality Supervision in accordance with the company T&C Scheme, providing day- to-day management, direction and development of T&C Supervisors, and take a lead role in driving key team initiatives. Key responsibilities include: Manage the delivery of the company T&C Scheme. Leadership, direction and line management of Training & Competence Supervisors. Manage the information flow in support ...

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