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Permanent Jobs in Compliance

Found 46 jobs
    • Birmingham
    • c. £40,000 + Benefits
    • Posted 3 days ago

    My client is a rapidly expanding, entrepreneurial and well-respected Law firm who due to growth and success are looking to recruit a Compliance Assistant to work as part of the firm’s successful Compliance function.    The purpose of the role- Opening all new matters within the firm which includes assessing the risk profiles of new and existing clients and third parties. Conduct due diligence searches. This includes ascertaining the nature of ...

    • Leeds
    • c. £40,000 + Benefits
    • Posted 3 days ago

    My client is a rapidly expanding, entrepreneurial and well-respected Law firm who due to growth and success are looking to recruit a Compliance Assistant to work as part of the firm’s successful Compliance function.    The purpose of the role- Opening all new matters within the firm which includes assessing the risk profiles of new and existing clients and third parties. Conduct due diligence searches. This includes ascertaining the nature of ...

    • Manchester
    • + Benefits
    • Posted 3 days ago

    My client is a rapidly expanding, entrepreneurial and well-respected Law firm who due to growth and success are looking to recruit a Compliance Assistant to work as part of the firm’s successful Compliance function.    The purpose of the role- Opening all new matters within the firm which includes assessing the risk profiles of new and existing clients and third parties. Conduct due diligence searches. This includes ascertaining the nature of ...

    • Liverpool
    • £Competitive Salary
    • Posted 3 days ago

    Financial Services business, specialising within Investment Management are looking to expand their Conduct Risk and Regulatory Advice team with the addition of a Conduct Risk Analyst to be based out o their Liverpool Head Office.  The role comes with a very competitive basic salary plus an excellent benefits package including generous holiday allowance, significant employer pension contributions and health care / insurance.  Home working and f...

    • Liverpool
    • £Competitive Salary
    • Posted 3 days ago

    Financial Services business, specialising within Investment Management are looking to expand their Conduct Risk and Regulatory Advice team with the addition of an ESG Compliance Manager.  Joining an established Compliance Department, the role sits within the 2nd line of defence and will support the Groups ESG Strategy. The position will be located in Liverpool, with flexibility and home working an option once the offices are fully re-opened.  ...

    • Lancashire
    • up to £90,000 plus benefits
    • Posted 4 days ago

    Our client is a leading retail business who employ over 1500 colleagues in a wide variety of roles, many of whom have seen their careers grow with the firm. They are currently undertaking a digital transformation program to deliver the best service to its customers and colleagues and to cement their position as the leading online value retailer in the UK As they progress through its digital transformation, this opportunity forms a part of the ...

    • Newcastle upon Tyne
    • c. £50,000 + Benefits
    • Posted 5 days ago

    The purpose of the job is to undertake a wide range of retirement planning duties in relation to the development of the Firm’s proposition as well as being engaged in operational matters. Key responsibilities include:   Providing Pensions Technical support to the Financial Consultants within the business ensuring that advice is suitable and compliant with FCA rules. Comprehensive understanding of pension providers across the UK marketplace. Co...

    • London
    • £30,000 - £35,000
    • Posted 9 days ago

    Job Description:               FinTech scale-up transforming business finance. Using the latest technology to make it simple and flexible for small businesses to secure funding, providing embedded finance solutions to partners with large SME bases through the use of technology and data.   Key responsibilities include: Implementing and reporting on the Compliance Monitoring Plan Delivering compliance monitoring across the business and managing ...

    • Leeds
    • to £55,000 + Benefits
    • Posted 9 days ago

    MERJE have been exclusively appointed on behalf of this small but entrepreneurially led organisation who design and build bespoke insurance schemes, providing unique insurance solutions with ongoing management and support. To facilitate ambitious growth plans they are now in a position where they want to recruit a dedicated Compliance Manager to operate in a brand new role where you will be supporting the Chief Executive & Senior Management in...

    • Cheshire West and Chester
    • to £30,000 + benefits
    • Posted 9 days ago

    My client is a unique FCA regulated Credit Broker and digital marketing business working primarily within the financial services sector.  Entrepreneurially led and fast growing They are looking to strengthen their Compliance & Risk team with the addition of a Compliance Officer. Reporting to the Compliance Director, you’ll be working collaboratively with internal stakeholders to safeguard the integrity and compliance of all advertising, social...

    • Manchester
    • c. £65,000 + benefits
    • Posted 9 days ago

    To provide technical compliance advice and support to the business on designated investment, mortgage and protection advice matters. Lead key change projects and initiatives. Development and maintenance of a high-level compliance policy framework. All FCA information requests to be co-ordinated in a timely and accurate manner. Key responsibilities include: Assist the group with any complex technical and compliance queries in the areas of desig...

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