W1siziisimnvbxbpbgvkx3rozw1lx2fzc2v0cy9nzxjqzs9qcgcvam9ilwjhbm5lci5qcgcixv0

Jobs in Compliance

Found 43 jobs
    • London
    • £45,000 - £50,000
    • Posted 1 day ago

    Head of Financial Crime required for a real estate firm based in London who cater to the high net worth community. As Head of Financial Crime, you will be responsible for the end to end management of the financial crime function. This includes: Addressing AML and anti-bribery and corruption queries Primary contact for Trading Standards, Local Councils, British Centres Association and all other applicable legal authorities for money laundering ...

    • Birmingham
    • £Competitive Salary
    • Posted 1 day ago

    This role will report directly to the Head of Risk and Compliance and working closely with the business in identifying and managing the firm's risks around information/cyber security and data protection. The role will ensure compliance with our accreditations including ISO27001 and Cyber Essentials Plus as well as our clients’ requirements around information/cyber security and data protection. Key responsibilities include: Management of our In...

    • Manchester
    • £Competitive Salary
    • Posted 1 day ago

    This role will report directly to the Head of Risk and Compliance and working closely with the business in identifying and managing the firm's risks around information/cyber security and data protection. The role will ensure compliance with our accreditations including ISO27001 and Cyber Essentials Plus as well as our clients’ requirements around information/cyber security and data protection. Key responsibilities include: Management of our In...

    • Nottinghamshire
    • £Competitive Salary
    • Posted 1 day ago

    This role will report directly to the Head of Risk and Compliance and working closely with the business in identifying and managing the firm's risks around information/cyber security and data protection. The role will ensure compliance with our accreditations including ISO27001 and Cyber Essentials Plus as well as our clients’ requirements around information/cyber security and data protection. Key responsibilities include: Management of our In...

    • Birmingham
    • £100,000
    • Posted 2 days ago

    Reporting to the Chief Risk Officer, this role will provide executive leadership to the 2nd Line Conduct & Compliance Teams, maintain a strong knowledge of the firms regulations and develop, implement and embed a fit for purpose framework and solution across all disciplines. The role holder will oversee through direct reporting line SMF 16 responsibilities and will chair the Conduct and Operational Risk Committee. They will deputise for the CR...

    • Cardiff
    • c. £80,000 - £100,000 plus bonus
    • Posted 2 days ago

    Our client is a high respected Legal firm who are to recruit a Head of Legal Practice to help them build a strong and collaborative compliance culture. In this role, you will make sure that the firm is adhering to all of the relevant regulatory requirements, so that they are able to provide clients with the professional and trustworthy service. You’ll work closely with the SRA (Solicitors’ Regulation Authority) and other regulatory bodies, you...

    • Telford
    • Competitive Salary
    • Posted 5 days ago

    Financial Services firm operating in the Life and Pensions sector are looking to hire a Compliance Policy & Guidance Manager to join their established Compliance function located on the west side of Birmingham only a short distance from Wolverhampton. The primary focus of the role is to support the Compliance & Regulatory Guidance Team in providing an enhanced and proactive support to business areas on FCA Compliance matters with the aim of fu...

    • Manchester
    • c.£60,000 + Benefits
    • Posted 5 days ago

    The role will support the Risk and Compliance Manager in identifying and managing the firm's regulatory compliance and professional risks and will have operational responsibility for the risk and compliance team. The role will also focus on evaluating the firm’s compliance with the SRA Handbook, other relevant rules and legislation. This will include identifying and analysing risks and then assessing if their internal compliance controls and p...

    • Birmingham
    • c.£60,000 + Benefits
    • Posted 5 days ago

    The role will support the Risk and Compliance Manager in identifying and managing the firm's regulatory compliance and professional risks and will have operational responsibility for the risk and compliance team. The role will also focus on evaluating the firm’s compliance with the SRA Handbook, other relevant rules and legislation. This will include identifying and analysing risks and then assessing if their internal compliance controls and p...

    • Gloucestershire
    • c. £36,000 + Excellent Benefits
    • Posted 7 days ago

    Our client is a leading Financial Services organisation who offer financial advice and services for individuals and business owners. An exciting opportunity has arisen to join the team to help the Financial Promotions department provide an effective approvals service on marketing and promotional communications. As Financial Promotions Officer, your main responsibility is to demonstrate and continually develop technical knowledge and competence...

    • Manchester
    • to £80,000 + company car + benefits
    • Posted 7 days ago

    My client is a market leader in their chosen field. Since its founding, a combination of organic growth and acquisitions have played a major part in the company’s progression to its current standing in today’s market. As part of this exciting evolution, the organisation is now looking to appoint a Compliance Policy & Advisory Manager to manage the policy and advisory team who are responsible for advising and assisting the senior management and...

Get new jobs for this search by email

By submitting your details you agree to our T&C's