Jobs in Compliance
- £50,000 - £70,000
- Posted 17 days ago
Key responsibilities: Manage all compliance activities focussing on e-money regulations and making sure the business has a robust framework around all relevant legal and regulatory requirements Act as a point of escalation for all customers and business contacts to ensure compliance with AML regulations Onboard new agents / distributors / customers and submit application forms to the FCA via the system (Connect) Horizon scanning of new regulat...
- £70,000 - £75,000
- Posted 3 days ago
The Client- Mortgages business and loan services This Client does not provide sponsorship. The role- Manage, develop and lead a high calibre second line compliance function Identify upcoming changes in regulation and how these may impact the business – making any changes to current processes and policies as required Ensure that the compliance manual and associated procedures for Compliance are reviewed and updated annually Manage regulatory re...
- c. £50,000 + Benefits
- Posted 4 days ago
Our client is a well-known Financial Services business who are looking to recruit a Compliance Manager. In this role you will support the Head of Compliance working to ensure that the firm meets it regulatory obligations. Key responsibilities include: Keeping abreast of regulatory developments impacting the business, summarising the impact and engaging with key stakeholders to implement changes. Preparation of reports for governance committees...
- £50,000 - £55,000 + Benefits
- Posted 5 days ago
Support the Compliance Director in the provision of high quality advice to the business on regulatory and compliance matters and in the ongoing development and enhancement of the company’s compliance and regulatory risk management arrangements. Key responsibilities include: Developing and implementing group and company policies to meet legal, regulatory and business requirements. Providing clear, accurate and timely advice on regulatory matter...
- £35,000 - £40,000 + Excellent benefits
- Posted 6 days ago
Our client is a leading financial services company who are currently looking to recruit a Regulatory Monitoring Reviewer who will conduct regulatory monitoring 2nd line activities, whilst contributing to the continuous improvement and development of the Business. The role holder will apply experience of applicable FCA requirements, monitoring methodology and the financial services industry to undertake testing, determine and agree findings wit...
- £40,000 - £45,000
- Posted 10 days ago
Job Description: A Commodities Trading and Trade Finance organisation are looking to recruit an AML & Compliance Manager to join their family office on an initial 6 year Fixed Term contract. Reporting to the Deputy Managing Director, you will have direct access to the senior leadership team and given the resources and backing to ensure the organisation builds an effective compliance culture. The organisation is responsible for trading of Raw M...
- c. £30,000 + Benefits
- Posted 10 days ago
Our client is a well-respected Wealth Management business who offer a broad range of products to their customer. An excellent opportunity has arisen to join the business in the role of Compliance Assistant where you will support the Head of Compliance on all aspects of compliance across the firm. Duties will include managing and assessing file reviews submitted by the Company’s Independent Financial Advisers in line with the Company’s Training...
- Posted 12 days ago
Working for a well-known and long established Financial Services firm, the position sits within the team responsible for first line Information Security, and specifically the delivery of a defined programme supporting Cyber Security. The role holder will play a key role in the implementation and enhancement of a comprehensive Information Security framework. Core Responsibilities: Security testing and remediation Vulnerability management Threat...
- c. £500.00 per day
- Posted 13 days ago
Our client is a leading and well known business who are currently looking to recruit a compliance professional on a contract basis for 3 months initially. In this role you will be responsible for the Sales Process assisting in the development of first line compliance MI for the oversight of Sales activity. The role consists of creating andmaintaining a Sales Policy and Process Manual to ensure the sales processes are compliant with ICOBS and C...
- £100,000 - £120,000
- Posted 14 days ago
Providing product and solution specific subject matter expertise across the credit risk lifecycle. The Solutions Consultant will clearly understand and articulate the customer’s current state and the gaps that exist to get them to their desired end state with an overlay of industry best practice. Key responsibilities include: Provide understanding of customer through analysis and additional discovery activity to create the ‘pitch’ for the firs...
- £60,000 - £65,000
- Posted 18 days ago
Client A global asset management firm is looking for to recruit a generalist Compliance Officer to join their growing team in London. The main focus of the business is funds, advisory services, account management, and retirement plans as well as services for individuals, institutions, and financial intermediaries. The main purpose of the role is to support the Compliance Managers and Director of International Compliance to make sure the busine...
- Cheshire West and Chester
- c. £28,000 plus benefits
- Posted 18 days ago
Our client is a well-known Financial services business who are currently looking to recruit a Compliance & Risk Officer. In this role you will support the Head of Compliance on specific day-to-day activities and projects. This will include working with the various business units to provide support, advice and guidance on appropriatecompliance framework, policies and procedures, which will facilitate the business in identifying, assessing and m...