W1siziisimnvbxbpbgvkx3rozw1lx2fzc2v0cy9nzxjqzs9qcgcvam9ilwjhbm5lci5qcgcixv0

Jobs in Compliance

Found jobs
    • Bristol
    • £40,000 - £50,000
    • Posted 2 days ago

    FCA regulated compliance role within an insurance business. Duties of the role include; • Delivery of real-time advice to the first line, and management of Compliance ‘sign-offs’ • Subject matter expert for regulatory obligations (including FCA and Data Protection) • Oversight of all regulatory breaches • Completion of the 6 monthly regulatory return accurately and on a timely basis • Delivery of the Compliance Monitoring Plan ensuring high-qu...

    • Leeds
    • 35000
    • Posted 2 days ago

    Role purpose: UK wide, and well known firm within the mortgages sector are looking to hire a Field Compliance Manager to join an established and growing regulatory compliance team. The role holder will be responsible for managing a number of Advisors within a geographical area, being the main point of contact for Advisors for any and all issues relating to regulation & compliance. The typical working week will be a split of 3 days working from...

    • Newcastle upon Tyne
    • £35,000
    • Posted 2 days ago

    Role purpose: UK wide, and well known firm within the mortgages sector are looking to hire a Field Compliance Manager to join an established and growing regulatory compliance team. The role holder will be responsible for managing a number of Advisors within a geographical area, being the main point of contact for Advisors for any and all issues relating to regulation & compliance. The typical working week will be a split of 3 days working from...

    • Derby
    • £35,000
    • Posted 3 days ago

    UK wide, and well known firm within the mortgages sector are looking to hire a Field Compliance Manager to join an established and growing regulatory compliance team. The role holder will be responsible for managing a number of Advisors within a geographical area, being the main point of contact for Advisors for any and all issues relating to regulation & compliance. The typical working week will be a split of 3 days working from home, and 2 d...

    • Birmingham
    • £35,000
    • Posted 3 days ago

    UK wide, and well known firm within the mortgages sector are looking to hire a Field Compliance Manager to join an established and growing regulatory compliance team. The role holder will be responsible for managing a number of Advisors within a geographical area, being the main point of contact for Advisors for any and all issues relating to regulation & compliance. The typical working week will be a split of 3 days working from home, and 2 d...

    • Liverpool
    • £35,000
    • Posted 3 days ago

    UK wide, and well known firm within the mortgages sector are looking to hire a Field Compliance Manager to join an established and growing regulatory compliance team. The role holder will be responsible for managing a number of Advisors within a geographical area, being the main point of contact for Advisors for any and all issues relating to regulation & compliance. The typical working week will be a split of 3 days working from home, and 2 d...

    • Manchester
    • £35,000
    • Posted 3 days ago

    UK wide, and well known firm within the mortgages sector are looking to hire a Field Compliance Manager to join an established and growing regulatory compliance team. The role holder will be responsible for managing a number of Advisors within a geographical area, being the main point of contact for Advisors for any and all issues relating to regulation & compliance. The typical working week will be a split of 3 days working from home, and 2 d...

    • London
    • £60,000 - £70,000
    • Posted 4 days ago

    Regulatory Consultant role, with a leading regulatory consultancy, focussing on the consumer credit market (CONC and MCOB) Key responsibilities include: • Provide high quality advice and support to clients on a range of regulatory compliance matters. This may include conducting regulatory reviews, delivering training sessions and workshops for compliance staff and senior management, assisting with authorisations, drafting policies and procedur...

    • Birmingham
    • Competitive Salary
    • Posted 8 days ago

    The purpose of this role is to provide paraplanning support ensuring the highest possible standard of client service delivery that is consistent, compliant and provided proactively, in line with the company values, as well as mindful of Treating Customers Fairly (TCF) at all times. Working closely with Financial Advisers and IFA Administrators, to support the client advisory process, playing a key role in providing an all-important, quality sa...

    • Stockport
    • Competitive Salary
    • Posted 8 days ago

    The purpose of this role is to provide paraplanning support ensuring the highest possible standard of client service delivery that is consistent, compliant and provided proactively, in line with the company values, as well as mindful of Treating Customers Fairly (TCF) at all times. Working closely with Financial Advisers and IFA Administrators, to support the client advisory process, playing a key role in providing an all-important, quality sa...

    • Birmingham
    • £50,000 - £60,000
    • Posted 9 days ago

    Financial services business, located in the West Midlands, are looking to hire a Compliance Advisory Manager Conduct & Regulatory Risk. The role holder will be an integral part of the Compliance Advisory team, and will be required to maintain a strong knowledge of the business and its regulations and provide regulatory guidance and advice to the Business. Key responsibilities include: Act as the dedicated regulatory Business Partner for the as...

    • Birmingham
    • £50,000 - £60,000 pa
    • Posted 9 days ago

    Overview With various awards for market leading products, and after a period of significant growth, a Compliance Monitoring Manager is required to join one of the Uks fastest growing financial services firms located in Birmingham. Reporting to the Head of Conduct and Regulatory Risk, this position will be new to the firm, and have responsibility for delivering the firms Compliance Monitoring Programme. Responsibilities Develop, plan and implem...

Get new jobs for this search by email

By submitting your details you agree to our T&C's