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Jobs in Compliance

Found jobs
    • London
    • £50,000
    • Posted about 6 hours ago

    Job Description:  The Compliance Manager is primarily responsible for the design, review and implementation of regulated activity across the Group within the FCA regulated divisions of the business. The focus will be on FCA products under Insurance and Loans (ICOBS and CONC). The key purpose of this role is to ensure the business is, and remains demonstrably compliant with the legal, regulatory and industry requirements together with additiona...

    • Leeds
    • c.£40,000 + Bonus + Benefits
    • Posted 3 days ago

    Our client is a well-respected and award winning Financial Services business who are enjoying a period of significant growth. An exciting opportunity has arisen to join the firm’s successful compliance department in the role of Compliance Monitoring Manager. In this role you will be responsible for ensuring that the compliance monitoring plan is effectively developed and delivered within agreed timeframes and that all actions arising from revi...

    • Manchester
    • Up to £70k plus Benefits
    • Posted 5 days ago

    MERJE are delighted to be working with one of the UK’s leading Investment Firms. Supporting the Head of CASS & Regulatory Reporting the Regulatory Reporting Manager will be responsible for the oversight of all Prudential reporting in compliance with all aspects of regulatory reporting. Taking ownership of Regulatory / Prudential reporting including CO-REP, FIN-REP, you will be supervising treasury back office and reviewing trade reconciliation...

    • Leeds
    • Up to £70k plus Benefits
    • Posted 5 days ago

    MERJE are delighted to be working with one of the UK’s leading Investment Firms. Supporting the Head of CASS & Regulatory Reporting the Regulatory Reporting Manager will be responsible for the oversight of all Prudential reporting in compliance with all aspects of regulatory reporting. Taking ownership of Regulatory / Prudential reporting including CO-REP, FIN-REP, you will be supervising treasury back office and reviewing trade reconciliation...

    • London
    • £100,000 - £120,000
    • Posted 6 days ago

    Job Description:                               Our client is a Plc Property expert.  Operating on a digital platform, the company has the culture of a dynamic FinTech with a well-established brand and corporation behind it to be best in class.   This opportunity is to further support the current success and future growth plans. Key responsibilities include: Working in a fast paced environment in a newly created role in a varied and very exciti...

    • London
    • £80,000 - £100,000
    • Posted 9 days ago

      A unique and interesting opportunity at a FTSE 100 listed business has arisen in London. Specialising in real estate technology, this business is one of the largest in its field and are currently looking for a corporate/commercial lawyer to join their growing team legal team. Reporting directly to the General Counsel, you will be responsible for all aspects of the legal function in the UK, working closely with senior stakeholders on commerci...

    • London
    • £50,000 - £55,000 + Benefits
    • Posted 9 days ago

    Client Our client is a national Wealth Manager with a strong reputation for exceptional advisory services. They have become one of the key players in the  wealth market and due to continued growth they are currently looking to recruit a T&C Supervisor.   Key Responsibilities   The role will involve assisting the Head of T&C to roll out the company T&C scheme. Supervise advisers in line with the company T&C Scheme. Including the undertaking and...

    • London
    • £50,000
    • Posted 9 days ago

    Job Description:   A great opportunity to join a strong Risk and Regulatory team in providing advisory services to leading organisations in the Insurance Sector, working alongside team members who possess a variety of core risk management, assurance and advisory skills and have considerable industry knowledge and specialist expertise of the UK Insurance market.                 Key responsibilities include: Advising clients within the Insurance...

    • Manchester
    • £50,000
    • Posted 10 days ago

    Financial Services business, located in Manchester, are looking to appoint a Risk and Controls Manager with the roles primary focus being to ensure a robust risk and control framework is in place and to support the business by managing and reporting on incidents, risks, compliance and internal audit recommendations.   Key responsibilities include: Maintain a comprehensive risk register Work closely with Group Risk and Compliance to ensure risk...

    • Cheshire West and Chester
    • £120,000 - £130,000
    • Posted 10 days ago

    My client is a specialist and entrepreneurially led lending organisation who year on year have grown to become one of the market leaders in the field in which they operate. Due to some internal changes they have a new requirement for a Head of Compliance to join the Group Risk team. Reporting to the CRO, you will be responsible for all aspects of compliance with regulatory obligations.  This will include managing a risk-based Compliance Monito...

    • Manchester
    • £55,000 - £65,000
    • Posted 11 days ago

    Financial Services business, located close to Manchester, are looking to appoint a Compliance Manager to lead a small team of compliance executives.  Reporting to the Chief Financial Officer, the role holder will lead all compliance activities for the business, and take responsibility to ensure the Business is compliant with all relevant Regulations whilst minimising risk. The ideal candidate will have a proven track record providing advice, g...

    • United Kingdom
    • c. £75,000 plus benefits
    • Posted 11 days ago

    The role will involve supporting the Head of Risk and CRO in further developing, rolling out, embedding & maintaining the Group’s Enterprise-wide Risk Management Framework in line with good practice and regulatory expectations. Key responsibilities include: Support the Head of Risk in further defining, documenting and training out the Group’s ERM Framework, including policies and guides, training & comms materials. Work with colleagues in each...

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