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Jobs in Compliance

Found jobs
    • London
    • £90,000 - £100,000
    • Posted about 6 hours ago

    MERJE are currently supporting a leading UK regulatory consultancy who are looking to bring in a senior level sales specialist to support the design and delivery of consultancy services to the discretionary management and wealth management sectors, in order to enhance their range of services and influence in the financial services sector. As one of the senior team, you will be responsible for: Promoting the discretionary management services to...

    • London
    • Posted about 6 hours ago

    Client MERJE are engaged with a with a leading regulatory consultancy who are looking to bring in a Regulatory Advisor at Associate level specialising in the Funds, Asset, Private Equity and Corporate Finance space. Working in a well-established team, you will be mainly responsible for supporting clients on a wide range of regulatory and compliance matters which will include: Drafting and maintaining policies, procedures and compliance monitor...

    • Hampshire
    • £30,000 - £35,000
    • Posted about 9 hours ago

    Job Description: The purpose of this role is to support the Compliance Manager in providing oversight of compliance activity. Understanding regulatory requirements in relation to mortgage servicing and responsible for compliance monitoring / quality reviews across the regulated businesses. The Client- This firm has been established for over 30 years and operates as a residential mortgage lender, servicer and buy-to-let specialist. Now also loo...

    • Cheshire West and Chester
    • £350 - £400 a day
    • Posted about 10 hours ago

    Long established, my client is a market leader in the field in which they operate. They have ambitious expansion plans as they seek to capitalise on their growing reputation in the market place. An opportunity currently exists for an individual to provide some interim support around the delivery of the Group Risk management Framework throughout the business to ensure that risks, are identified, measured, analysed and reported through to senior...

    • London
    • Posted 2 days ago

    Job Description: This role will be responsible for delivering Regulatory Advice, with a leading regulatory consultancy, specialising in the mortgages, consumer credit and insurance markets (FCA) (MCOB, CONC and ICOB) Key responsibilities include: Working with clients on the delivery of high quality regulatory risk / compliance advice around topics including; suitability, product governance, regulatory change, financial promotions, complaint ha...

    • London
    • Posted 2 days ago

    Job Description: Regulatory Advisory role, with a leading regulatory consultancy, specialising in the mortgages, consumer credit and insurance markets (FCA) (MCOB, CONC and ICOB) Key responsibilities include: Deliver high quality consulting of advice and support to clients on a number of regulatory risk and compliance matters. Including; conducting regulatory reviews, delivering training sessions and workshops for compliance staff and senior m...

    • Manchester
    • to £55,000 + Bonus + Benefits
    • Posted 2 days ago

    My client is an FCA authorised venture capital business. They are currently seeking a Risk Manager to provide Risk oversight and support to the group on the implementation and embedding of the Risk Management framework. The group is undergoing a phase of rapid growth where you will be afforded a chance to make your mark and be a significant part of the groups development. Key responsibilities include: Ensure the Risk framework is effective and...

    • Manchester
    • to £55,000 + Bonus + Benefits
    • Posted 2 days ago

    My client is an FCA authorised venture capital business. The firm embraces compliance culture and desire to be best in class. They are currently seeking a Compliance Manager to ensure that the company's policies and rules are in line with regulatory requirements and standards. The group is undergoing a phase of rapid growth where you will be afforded a chance to make your mark and be a significant part of the groups development. Key responsibi...

    • Manchester
    • to circa £85,000 + Bonus + benefits
    • Posted 2 days ago

    My client is an award-winning global investment bank looking to recruit a Head of Compliance to be based in their Manchester office. Reporting into the CEO & FD, the individual will be responsible for developing a positive compliance culture including the provision of proactive advice and guidance to ensure an awareness of compliance and risk management is embedded throughout the business functions and is an integral part of all decision makin...

    • Liverpool
    • £Competitive Salary
    • Posted 2 days ago

    My client is a Wealth Management & Investment firm, currently looking to hire an Operational Risk Manager to be located in their Liverpool office. The role holder will be required to assist the Head of Operational Risk to improve, develop and embed a robust and effective risk management framework covering operational risk and other non-financial risks. Key responsibilities include: Contribute to the development of the group risk management fra...

    • Leeds
    • to £60,000 + Car allowance + Benefits
    • Posted 2 days ago

    My client is a well-known consumer finance organisation who are looking to grow their team by appointing a Head of Compliance Monitoring to develop and document the Compliance Monitoring Framework across the group. Responsible for a small team and reporting to the Compliance Director, the role will be hands on and encompass the following; Key responsibilities include: Deliver the compliance monitoring and testing outputs agreed in the annual c...

    • Manchester
    • £30,000 - £40,000 + Benefits
    • Posted 2 days ago

    My client is a well-known entrepreneurially led consumer finance business looking for a Compliance Monitoring Officer who will report to the Head of Risk & Compliance and be responsible for undertaking risk-based monitoring of regulated activity to establish if regulatory objectives are being met and good customer outcomes are being provided. Key responsibilities include: Undertake Compliance Monitoring within the Secured Lending business to i...

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