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Jobs in Compliance

Found jobs
    • Gloucestershire
    • £35,000 - £40,000 + Excellent benefits
    • Posted 5 days ago

    Our client is a leading Financial Services organisation who offer financial advice and services for individuals and business owners. An exciting opportunity has arisen to join the team to help the Financial Promotions department provide an effective approvals service on marketing and promotional communications. As Financial Promotions Officer, your main responsibility is to demonstrate and continually develop technical knowledge and competence...

    • Manchester
    • £66,000 plus benefits
    • Posted 5 days ago

    To support the Chief Risk Officer and Group Head of Compliance with regard to both regular and ad-hoc compliance and regulatory tasks as and when necessary. The role will involve: Maintain and deliver effective 2nd Line compliance monitoring framework on a regional basis, in line with company expectations. Provide compliance support to advisers and firms, including liaising with 1st line colleagues to secure positive outcomes Carry out remedia...

    • Derbyshire
    • c. £45,000 + Excellent benefits
    • Posted 5 days ago

    Our client is a well-known Financial Services business that specialises in pensions. A new Risk & Compliance function is being created and an excellent opportunity has arisen to join the business in the role of a Senior Compliance Officer. You will support the Head of Risk & Compliance on all aspects of Compliance across the firm and play an important role in the development of the function, bringing fresh thinking, best practice and appropria...

    • York
    • £60,000 + Benefits
    • Posted 5 days ago

    Business Continuity Manager Our client is a well-known Financial Services company who are currently looking to recruit a Business Continuity. You will be responsible for Implementing and maintaining the Business Continuity Management framework, ensuring that the appropriate tools are in place and that all participants are aware of their obligations relating to Business Continuity Management. Key responsibilities include: Ensuring comprehensive...

    • Chester
    • c. £50,000 + Benefits
    • Posted 5 days ago

    Our client is a well-known Financial Services business who are looking to recruit a Compliance. In this role you will support the Head of Compliance working to ensure that the firm meets it regulatory obligations. Key responsibilities include: Undertaking a series of routine and thematic reviews as defined within the compliance monitoring programme. Provide support and technical expertise across unsecured loans, credit cards and savings produc...

    • Gloucestershire
    • £40,000 + benefits
    • Posted 5 days ago

    Working for this successful IFA practice with a UK wide presence, the main purpose of the role is todeliver second line of defence compliance monitoring, in line with the business strategy and day to day operations of the Group. Key responsibilities include: Support the Head of Compliance in developing the Compliance Assurance Plan setting out an appropriate programme of risk based compliance assurance activities Deliver all required aspects o...

    • Manchester
    • to circa £50k + benefits
    • Posted 9 days ago

    Job Description: My client is a market leading brand, committed to saving customers money and putting customers first. A dynamic business with a unique culture, this role will enable you to work across the whole group and really make a difference. Due to an internal secondment, they are currently looking for Risk & Compliance Advisory Manager to join a growing team responsible for providing risk and compliance support across a broad range of s...

    • Manchester
    • to £60,000 + company car + benefits
    • Posted 9 days ago

    My client is a market leader in their chosen field. Since its founding, a combination of organic growth and acquisitions have played a major part in the company’s progression to its current standing in today’s market. As part of this exciting evolution, the organisation is now looking to appoint a Compliance Monitoring Manager to manage the Compliance monitoring team, with direct line management for a team of 5. Key responsibilities include: R...

    • Bolton
    • c.£40,000 + Benefits
    • Posted 9 days ago

    Job Description: The role will involve delivering compliance advice and oversight to the business, in support of high-quality customer outcomes. Key responsibilities include: Deliver compliance monitoring reviews and prepare reports for the business. Provide advice and guidance to the business, in response to compliance queries. Review and approve customer communications, including financial promotions. Monitor and analyse regulatory change an...

    • Manchester
    • to £65,000 + benefits
    • Posted 9 days ago

    I am currently working on behalf of a very progressive and entrepreneurially led Insurance group who are looking for an individual to be responsible for the implementation of a proportionate, risk based IT governance framework across the group in order to successfully reduce risk, in line with appropriate risk parameters agreed with business. Reporting to the Head of Information Security & IT Governance, they are initially recruiting this role...

    • Manchester
    • to circa £85,000 + Bonus + benefits
    • Posted 9 days ago

    My client is an award-winning global investment bank looking to recruit a Head of Compliance to be based in their Manchester office. Reporting into the CEO & FD, the individual will be responsible for developing a positive compliance culture including the provision of proactive advice and guidance to ensure an awareness of compliance and risk management is embedded throughout the business functions and is an integral part of all decision makin...

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