Training & Competence Supervisor - Wealth
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Location
London
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Discipline:
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Job type:
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Salary:
£55,000 - £60,000 basic salary plus package
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Consultant:
#
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Email:
emanson@merje.com
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Job ref:
EM/16075
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Published:
over 1 year ago
Our client is one of the leading Investment & Wealth Management firms in the UK and due to continued growth an exciting opportunity has arisen to assist the Head of Training & Competence in the implementation and management of the Training & Competence programme including Supervision and SMCR regimes.
Responsibilities
- Regularly review and update where necessary the training and competence policies for all regulated employees within the group.
- Assist with the implementation and delivery of the training and competence policies and procedures for regulated / certified employees within the group.
- Input relevant information to the FCA systems to ensure appropriate permissions and incident reporting
- Provide expert advice, support and guidance to all Certified / Regulated staff including supervisors and managers.
- To support and review regulatory supervisors to ensure appropriate records are maintained. May include delivery of practical training and skills.
- Update T&C materials where necessary to reflect changes in regulation.
- Ensure that appropriate records are maintained in line with regulatory requirements.
Candidate Profile
- Approx. 3 years practical experience of working on training and competence schemes within a wealth management or IFA environment
- Extensive knowledge of T & C practices / processes.
- Minimum of Level 3 qualified in wealth management, investment or financial planning
- Knowledge of current T&C regulatory requirements / SMCR (either having implemented SMCR or currently working on an implementation plan)
- Ability to provide pragmatic T&C advice to managers and supervisors
- Ability to prioritise and deliver to agreed timelines
- Ability to successfully work in a team environment
- Excellent interpersonal, oral and written communication skills
- Attention to detail