Our client is a well-respected financial services organisation looking for a Technical Service Adviser to deliver high quality regulatory support and guidance in relation to client file reviews.

The role:

• Review client files in line with company procedures.
• Construct a professional and clear report on each file identifying areas where the firm can improve their regulatory behaviour;
• Build rapport with Business Consultants in order to forge good communication links and help provide a bespoke service.
• Maintain up-to-date CPD records demonstrating that skills and knowledge required to do the job are being maintained and enhanced
• Provide support to the Technical Services Partner as required
• Assist other Technical areas (Policy, Helpdesk) as required.

Key Requirements:    

• Level 4 Diploma qualified at a minimum
• Sound knowledge of UK regulatory framework
• 3 years financial services industry experience, of which 1 year should involve regulatory experience in relation to client file reviews.