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Technical Service Adviser

  • Location

    Manchester

  • Discipline:

    Compliance

  • Job type:

    Permanent

  • Salary:

    c.£40,000 + Benefits

  • Consultant:

    Paul Clayton

  • Email:

    pclayton@merje.com

  • Job ref:

    PC/14327

  • Published:

    20 days ago

Our client is a well-respected financial services organisation looking for a Technical Service Adviser to deliver high quality regulatory support and guidance in relation to client file reviews.

The role:

  • Review client files in line with company procedures.
  • Construct a professional and clear report on each file identifying areas where the firm can improve their regulatory behaviour;
  • Build rapport with Business Consultants in order to forge good communication links and help provide a bespoke service.
  • Maintain up-to-date CPD records demonstrating that skills and knowledge required to do the job are being maintained and enhanced
  • Provide support to the Technical Services Partner as required
  • Assist other Technical areas (Policy, Helpdesk) as required.

Key Requirements:    

  • Level 4 Diploma qualified at a minimum
  • Sound knowledge of UK regulatory framework
  • 3 years financial services industry experience, of which 1 year should involve regulatory experience in relation to client file reviews.