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Senior Financial Promotions Officer

  • Location: Birmingham
  • Salary: £40,000 + benefits per year
  • Job Type:Permanent

Posted 10 days ago

  • Sector: Compliance
  • Contact: Paul Clayton
  • Expiry Date: 17 February 2023
  • Job Ref: PC/19962

Our client operating in the Wealth Management space is looking for a Senior Financial Promotions Officer to join the team.

The role will involve:

• The main purpose of your role is to deliver regulatory oversight to Appointed Representative firms and Registered Individuals

• Provide support to the review and approval of financial promotions, stationery and other client facing materials in line with regulatory requirements and company standards.

• Co-ordinate and support activity within the Financial Promotions team and wider S&O teams where appropriate, assisting the Team Manager where required in monitoring workflow, contributing to team performance against service standard and supporting the production of accurate and informative MI.

• You will be responsible for the approval of any client facing advertising or promotional material and company stationery,

Key Requirements:

• Hold the Level 4 Diploma qualifications in Financial Planning

• Working experience of approving Financial Promotions in Retail Financial Services

• Broad knowledge and understanding of Financial Services regulation and the Retail Distribution Review (RDR); Mortgage Market Review (MMR) and Mortgage Credit Directive.

• It would be advantageous if you had worked in both IFA and Restricted environments but not essential.