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Senior Compliance Officer

  • Location

    Leeds

  • Discipline:

    Compliance

  • Job type:

    Permanent

  • Salary:

    circa. £30,000 - £35,000

  • Consultant:

    Jake Kelly

  • Email:

    Jake Kelly

  • Job ref:

    JK/14807

  • Published:

    25 days ago

The role will be responsible for supporting the business in ensuring it complies with its obligation to regulatory bodies such as the FCA and the ICO

The Client: Our client is a leading financial services business who due to growth are looking to expand their Complaince department.  

This Client does not provide sponsorship.

The role-

  • Represent the compliance function with current and prospective partners, managing and developing the relationship from a Compliance perspective
  • Review changes in regulation and analyse the impact on the business, making suitable recommendations in relation to any changes
  • Carry out oversee activities set out in the annual compliance monitoring plan across appropriate business areas.
  • Provide technical and compliance support to the business
  • Reporting any issues and/or risks to the Head of Compliance as they arise
  • Assist with the smooth running of the Compliance department on a daily basis
  • Review and develop current processes and procedures in line with the strategy of the department as defined by the Head of Compliance
  • Ensure risk and compliance records are appropriately maintained and to a high standard
  • Provide information for upward reporting

Key Requirements:

  • QCF Level 4 (Diploma) qualified is essential
  • Experience of working in a compliance role involving standard setting, process and procedure development, monitoring and reporting across an entire business
  • Experience of working in a compliance role involving standard setting, process and procedure development, monitoring and reporting.