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Senior Compliance Monitoring Manager

  • Location: Birmingham
  • Salary: Up to £70,000 + Benefits per year
  • Job Type:Permanent

Posted about 1 year ago

  • Sector: Compliance
  • Contact: Sam Anderson
  • Contact Email: sanderson@merje.com
  • Contact Phone: 0161 883 2765
  • Expiry Date: 18 May 2023
  • Job Ref: SA/10229 B

 

Job Description:

Our client is a rapidly growing specialist Bank who are recruiting a Senior Compliance Monitoring Manager on a permanent basis.

This is an exciting opportunity to lead the delivery of the compliance monitoring activity for the bank and support the Head of Conduct & Compliance to ensure the business is meeting its regulatory obligations.

 

Role Responsibilities:

Support the Head of Conduct and Compliance to ensure the business is meeting its regulatory obligations.

Lead the design, delivery and execution of the bank's risk-based Monitoring and Testing Programme

Create and maintain a Compliance Risk Assessment Universe to identify the key regulatory risks applicable to the business.

Work collaboratively with senior stakeholders to agree the scope and the terms of references of the monitoring reviews at the outset.

Conduct the monitoring reviews and produce high quality monitoring reports detailing the findings, which are factually accurate and incorporate any improvements which may be required to strengthen the bank's systems and controls.

Manage the testing and compliance resource effectively to ensure that the annual Compliance Monitoring and Testing Programme is delivered on time.

Manage the timely closure of monitoring actions and escalate high-risk findings and overdue actions to the Head of Conduct and Compliance and relevant governance forums.

Collate and provide Compliance MI relating to the monitoring reviews to relevant governance committees.

Attend governance committees as required and provide updates on the progress of the Monitoring and Test Programme, the outputs of compliance reviews and key themes.

Provide regulatory training and support to colleagues to enable them to understand their regulatory responsibilities.

 

Key Skill & Experience

 

      5+ years' experience in a compliance role in a FCA regulated environment.

5+ years' experience of working in retail/SME banking or mortgages.

Detailed knowledge of regulation including FSMA, PSD2, FCA Handbook (BCOBS, PRIN, DISP, PERG, SUP) etc.

Ability to influence senior stakeholders and the confidence to work with all levels of the business.

Strong communication and presentation skills.

Ability to prioritise and complete work to deadlines.

Attention to detail - the ability to present information clearly, concisely, and accurately.     

Diploma in Compliance or equivalent (Desirable).  

 

Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.

 

If you would like this job advertisement in an alternative format, please contact MERJE directly.