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Senior Compliance Manager – Retail Banking

  • Location: Cambridge
  • Salary: £70,000 per year
  • Job Type:Permanent

Posted 15 days ago

  • Sector: Compliance
  • Contact: Emilia Thomas
  • Contact Email:
  • Contact Phone: 07900981572
  • Expiry Date: 12 February 2023
  • Job Ref: ET/19703

​​​Great opportunity for an experienced Compliance Manager to join a leading Building Society. You will be the Society’s most senior Compliance expert and will be reporting to the CRO.

Key Responsibilities:

Working with the Compliance and Financial Crime team:

• Own and execute the business’ Governance and Compliance and Financial Crime Strategy

• Develop risk appetite statements and limits for Compliance and Financial Crime

• Review policies to ensure adherence to FCA regulatory requirements

• Develop and maintain Compliance Charter, Regulatory Liaison Policy and other relevant policies

• Develop and implement an effective annual Compliance Monitoring Plan

• Work with the Prudential Risk Manager to co-ordinate the regulatory horizon scanning process and reporting

• Ensure that actions (regulatory, compliance monitoring, internal audit) are being effectively tracked

• Develop effective risk reporting for Board and Operational Committees

Skills & experience:

• Significant experience of compliance and conduct risk management in financial services

• Team Management experience

• Knowledge of FCA handbook including MCOB, BCOBS, DISP ICOBS

• Knowledge of financial crime regime, including anti-money laundering, sanctions, PEPs, anti-bribery and corruption

Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.