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Senior Compliance Manager

  • Location: Birmingham
  • Salary: £85,000 + Benefits per year
  • Job Type:Permanent

Posted 7 days ago

  • Sector: Compliance
  • Contact: Paul Clayton
  • Expiry Date: 12 June 2022
  • Job Ref: PC/19034

Our client is looking for an experienced Senior Compliance Manager to join their Compliance and Risk team. The successful candidate will report into the Chief Compliance Officer and will help ensure the business is complying with all relevant regulations.

Key responsibilities include:

• Ensure the effective and efficient workings of all aspects of compliance function, including its regulatory obligations

• Lead, manage and direct a compliance team in the delivery of excellent service to internal and external stakeholders and clients

• Take responsibility for influencing and shaping the Compliance Framework, working closely with the Chair of the Audit, Risk and Compliance Committee and liaison with regulators, specifically the FCA.

The Person:

• Experience in a compliance role, from working in an FCA authorised investment management firm

• Practical knowledge of FCA COBS, SM&CR and AIFMD

• Experience of developing and implementing compliance frameworks

• Demonstrate the strong ethic required for a senior manager in an FCA regulated company

Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.