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Risk & Compliance Monitoring Officer

  • Location: Manchester
  • Salary: Up to £28,000 per year
  • Job Type:Permanent

Posted 16 days ago

  • Sector: Compliance
  • Contact: Richard Abelson
  • Contact Email:
  • Expiry Date: 03 June 2022
  • Job Ref: RA/18995

Our client is an exciting and rapidly growing financial services business that are recruiting an ambitious risk or compliance professional as Risk & Compliance Monitoring Officer. You will work in an energising environment with the opportunity to develop and progress within the business.

Key Responsibilities:

• Support and embed a risk-based monitoring and assurance framework across the business.

• Responsible for monitoring calls to ensure they meet the company’s quality standards, based on pre-determined Compliance scorecards.

• Assist the Risk & Compliance Monitoring Manager to conduct themed and ad-hoc reviews of

procedures, business and compliance processes.

• Effectively identify and escalate all potential non-Compliance with regulatory requirements.

• Conduct trend analysis of monitoring results on a monthly, quarterly and annual basis.

The Ideal Candidate:

• You will have experience working in a risk/compliance capacity within an FCA regulated business.

• Able to build solid stakeholder relationships and be able to provide constructive challenge where necessary.

• Ability to identify and assess the adequacy of controls and make recommendations.

• Knowledge of relevant regulation, consumer credit knowledge is desired but not essential.

Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.