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Regulatory Advisor

  • Location

    Leeds

  • Discipline:

    Compliance

  • Job type:

    Permanent

  • Salary:

    £30,000 - £37,000 + Benefits

  • Consultant:

    #

  • Email:

    pclayton@merje.com

  • Job ref:

    PC/14823

  • Published:

    4 months ago

To provide regulatory guidance and oversight to colleagues across the business with the goal of optimising on-going compliance of business activities.

The role will involve:

  • Identification, analysis and controlled implementation of regulatory change.
  • Operation of the issues recording, resolution, management and reporting process including regulatory breaches
  • Operation of the Financial Promotions process
  • Supporting the Head of Regulatory Guidance and Oversight to manage and complete regulatory and ad-hoc external reporting
  • Provide regulatory advice to HCUK colleagues on relevant aspects of the Financial Conduct Authority handbook and related legislation
  • Must be able to interpret and summarise detailed and complex regulation and legislation in a manner that colleagues can readily understand (fair, clear & not misleading) securing assistance from peers when necessary
  • Provide compliance guidance to company projects
  • Support the business to identify, assess and manage regulatory risk
  • Work with the Regulatory Guidance and Oversight Manager and the Regulatory Business Partners to identify and manage compliance risks, raise requirements and propose viable, pragmatic solutions

Key Requirements:

  •  Knowledge of the FCA Handbook (typically 2+ years’ experience in a financial services role applying FCA regulation);
  • Working knowledge of consumer credit business activities;