Interim Senior Compliance Specialist

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  • Salary:

    £500.00 - £600.00 per day

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  • Published:

    almost 3 years ago

Our client is a leading financial services’ business who are currently recruiting for an Interim Senior Compliance Specialist for an initial 3 month contract with a strong possibility of the role being extended.  The role will be responsible for the FCA Senior Manager Function for all Compliance Oversight.

Key Responsibilities:

  • Overseeing the compliance function to ensure that there are compliance arrangements regarding all relevant statutes, regulations and codes of practice including FCA requirements.
  • Ensuring timely delivery of the compliance plan and to ensure appropriate reporting of progress
  • Producing an annual year rolling risk-based Compliance Plan for approval by the Audit Committee
  • Acting as the data protection officer to ensure that there are compliance arrangements regarding all relevant statute
  • Informing advising and monitoring compliance on current and future data protection legislation
  • Managing a programme of staff awareness training, to deliver compliance and foster a culture of data privacy within the organisation

Key Requirements:        

  • Experience of preparing an annual compliance plan for a financial institution
  • Working understanding of the regulatory environment faced by lending and savings institutions in the UK
  • Have a good understanding of the objectives and the assurance level required of a compliance function
  • Knowledge of prevailing Data Protection legislation
  • Knowledge of regulatory capital requirements an advantage
  • Experience of being a PRA/FCA authorised person