Head of Risk & Compliance - Mortgages

  • Location


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  • Job type:


  • Salary:

    £90,000 - £100,000

  • Consultant:

    Kirstie Burn

  • Email:


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  • Published:

    11 days ago

Newly created position within a digital mortgage broker offering  remortgage solutions online.


  • Manage and lead the Compliance team
  • Develop and deploy the Operational Risk management strategy and framework
  • Oversee the training of all Mortgage Advisors
  • Supervise the monitoring and testing of regulatory compliance control effectiveness by performing reviews
  • Work closely with the COO to understand agreed development needs for Advisers
  • Accurately compile reports such as KPIs, KRIs and Conduct Risk etc
  • Undertake projects as and when required, to support the needs of the business or to achieve functional objectives
  • Conduct second line approval for the business for the development of new products


Key Competencies:

  • Ideally minimum 3 years’ experience in a Mortgage compliance and preferably with experience of Operational Risk
  • CeMAP qualified
  • You must be able to challenge business products and processes to ensure regulatory compliance and have the ability to manage and influence regulatory and senior management relationships
  • You are passionate about innovative finance products
  • Customer focused and motivated by positive customer outcomes
  • Natural solution creator
  • Ability to work on several projects and under tight deadlines