Head of Risk & Compliance
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Location
London
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Discipline:
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Job type:
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Salary:
£90,000 - £100,000
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Consultant:
#
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Email:
kburn@merje.com
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Job ref:
KBU/16351
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Published:
over 1 year ago
Our client is a leading online mortgage broker offering free expert mortgage advice.
As the Head of Compliance & Risk, you will be manging a team of 4 compliance professionals and responsible for 2nd line Compliance & Risk oversight across the firm.
Duties:
- Nominated contact point for FCA liason and relevant industry bodies to ensure standards are upheld
- Responsible for all the firm's policies and procedures to ensure compliance with FCA rules and to mitigate in regards to any risk around Financial Crime
- Oversight of the annual compliance monitoring plan
- Working closely with the board to manage the risk appetite of the firm and provide regular reporting of Compliance & Risk issues
- Managing the T&C scheme alongside the L&D team
- Engagement with senior stakeholders on new product development or change
Key Requirements-
- Previous approved status (SMF16 and/or SMF17)
- Experience having worked in an FCA rgulated business, preferably within lending with MCOBS/CONC technical knowledge
- Strong people management and leadership skills
- Proven ability to influence and impact/persuade senior stakeholders