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Head of Risk & Compliance

  • Location

    London

  • Discipline:

    Compliance, Risk Management

  • Job type:

    Permanent

  • Salary:

    £90,000 - £100,000

  • Consultant:

    Kirstie Burn

  • Email:

    kburn@merje.com

  • Job ref:

    KBU/16351

  • Published:

    17 days ago

Our client is a leading online mortgage broker offering free expert mortgage advice. 


As the Head of Compliance & Risk, you will be manging a team of 4 compliance professionals and responsible for 2nd line Compliance & Risk oversight across the firm.  

 

Duties: 

  • Nominated contact point for FCA liason and relevant industry bodies to ensure standards are upheld 
  • Responsible for all the firm's policies and procedures to ensure compliance with FCA rules and to mitigate in regards to any risk around Financial Crime
  • Oversight of the annual compliance monitoring plan
  • Working closely with the board to manage the risk appetite of the firm and provide regular reporting of Compliance & Risk issues  
  • Managing the T&C scheme alongside the L&D team 
  • Engagement with senior stakeholders on new product development or change


Key Requirements-

  • Previous approved status (SMF16 and/or SMF17)
  • Experience having worked in an FCA rgulated business, preferably within lending with MCOBS/CONC technical knowledge 
  • Strong people management and leadership skills 
  • Proven ability to influence and impact/persuade senior stakeholders