A role of Part-time Head of Compliance (3 days a week) has become available for a boutique Wealth Management business in West London.

 

The main responsibilities would include:

• Oversee the Compliance function to make sure full compliance with external regulations, internal procedures and efficient operational standards;

• Make sure the business maintains effective systems and controls through provision of adequate compliance resources, strategies, polices, monitoring programmes, compliance reviews etc.;

• Accountable for the effective delivery of Compliance Advisory, Assurance, Policy and Framework activities;

• Contributing to providing positive compliance environment in the business;

• Responsible for building and oversight of businesses financial crime function (systems and controls) as an MLRO;

• Responsible for oversight and implementation of AML, Anti-Bribery, Fraud, Cyber-crime and other relevant systems & controls;

 

Key requirements:

• 7-10 years of previous experience in relevant industry;

• Previous CF10 / CF11 holder and relevant experience;

• Proven ability to consistently make practical decisions;

• Strong analytical and research skills;

• Strong stakeholder management skills;

• Excellent communication skills (verbal and written).