Head of Compliance - Part-time
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Location
London
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Discipline:
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Job type:
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Salary:
£150,000 (Pro Rata)
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Consultant:
Edward Manson
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Email:
emanson@merje.com
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Job ref:
EM/15375
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Published:
19 days ago
A role of Part-time Head of Compliance (3 days a week) has become available for a boutique Wealth Management business in West London.
The main responsibilities would include:
• Oversee the Compliance function to make sure full compliance with external regulations, internal procedures and efficient operational standards;
• Make sure the business maintains effective systems and controls through provision of adequate compliance resources, strategies, polices, monitoring programmes, compliance reviews etc.;
• Accountable for the effective delivery of Compliance Advisory, Assurance, Policy and Framework activities;
• Contributing to providing positive compliance environment in the business;
• Responsible for building and oversight of businesses financial crime function (systems and controls) as an MLRO;
• Responsible for oversight and implementation of AML, Anti-Bribery, Fraud, Cyber-crime and other relevant systems & controls;
Key requirements:
• 7-10 years of previous experience in relevant industry;
• Previous CF10 / CF11 holder and relevant experience;
• Proven ability to consistently make practical decisions;
• Strong analytical and research skills;
• Strong stakeholder management skills;
• Excellent communication skills (verbal and written).