The Client-
Mortgages business and loan services
This Client does not provide sponsorship.
The role-
- Manage, develop and lead a high calibre second line compliance function
- Identify upcoming changes in regulation and how these may impact the business – making any changes to current processes and policies as required
- Ensure that the compliance manual and associated procedures for Compliance are reviewed and updated annually
- Manage regulatory reporting requirements
- Oversee the adequacy of regulatory compliance training programmes and co-coordinating staff training where required
- Ensure compliance monitoring plans provide effective assurance over identified risk areas
- Work closely with the Head of Risk to ensure there are no potential weaknesses in the control framework
- Perform the role of Data Protection Officer
- Liaise closely with Internal Audit to align the scope of assurance activity to be undertaken
- Lead team meetings to contribute to the wider Risk & Compliance function
- Deputise for the Head of Risk & Compliance where required including in respect of investigating potential breaches of the conduct rules and liaising regulatory bodies
Key Requirements-
- Broad experience gained from working within a regulated mortgage environment
- Solid understanding of MCOB, CONC, Data Protection and money laundering regulations
- Excellent people management skills with the ability to inspire a high performing team
- Senior Stakeholder management skills
- Experience of operating at a senior level in a compliance team
This is a newly created role to support further growth and development in the business. This person will be a key hire to be responsible for maintaining an effective second line compliance function across two regulated mortgage businesses.