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Head of Compliance Advisory – 12 mth FTC – Retail Banking

  • Location: London, United Kingdom
  • Salary: £100,000 - £120,000 plus package per year
  • Job Type:Permanent

Posted 28 days ago

  • Sector: Compliance
  • Contact: Kirstie Burn
  • Contact Email:
  • Expiry Date: 24 September 2021
  • Job Ref: KBU/17904

Job Description: Reporting to the Compliance Director, working closely with business units executive and senior managers, this person will act as the key internal contact on compliance with regards to regulatory matters.This individual will review the Bank’s retail banking and regulated credit products and services from a legal and regulatory perspective, managing a team of Compliance Business Partners.


The Client-Retail Bank specialising in loans and credit cards

The role-

•To manage compliance advice to the business in regards to regulatory matters including development launches, review of the Bank’s products and services and to contribute to the development of a risk culture within the Bank

·                To provide regulatory analysis of the impact of regulatory changes / requirements on the Bank’s business and horizon scanning

·                Manage a team of compliance business partners – coaching and developing their career paths

·                Provide regulatory guidance and oversight on new and existing products

·                Working closely with the business on ensuring there is a good understanding of EU and UK regulatory matters, their impacts on the Bank and forthcoming regulatory changes and their impact

·                Provide commercially focused and practical advice on the application and implementation of legal and regulatory requirements

·                Find solutions and demonstrate a positive approach to compliance matters

·                Report regulatory outcomes in a clear and timely manner to a wide range of stakeholders including contributing to the Risk / Board / Remuneration Committee reports and updates in changes in regulation



Key Requirements-

·         Strong compliance experience in Retail Banking

·         Experience of working in a regulated environment

·         Broad range of compliance expeirence – particularly in Compliance Advisory

·         Excellent people skills – liaising with different stakeholders as well as people management / coaching skills

·         Strong reporting skills

·         Horizon scanning experience

·         Good understanding of CONC, BCOBS, UK Cards and Lending Code, DPA, CCA and PSRs and other relevant FCA / PRA Handbook knowledge

·         Ability to lead and drive a team with the interest to be hands on in a strong operational capacity