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Financial Promotions Analyst – Contractor

  • Location

    London

  • Discipline:

    Compliance

  • Job type:

    Permanent

  • Salary:

    £200-£300 day-rate

  • Consultant:

    Edward Manson

  • Email:

    emanson@merje.com

  • Published:

    5 days ago

The Client

Our client is a leading comprehensive and flexible regulatory hosting umbrella for arrangers, advisors and funds,  fin-techs and financial services firms.

The Role

  • Reviewing legal agreements and providing comments to in-house counsel
  • Reviewing and approving marketing materials in line with FCA rules
  • Reviewing and approving AR’s client onboarding journey with respect to KYC, appropriateness and suitability
  • Reviewing and issuing onboarding documents to ARs as part of the onboarding process

Key Requirements

  • Relevant Financial Promotions experience
  • Ability to work on own initiative and without constant direct supervision with a proactive approach
  • Ability to prioritise, work well under pressure in a busy environment and to deadlines
  • Ability to communicate clearly and interface with all relevant business areas
  • Systematic and organised
  • Energetic, enthusiastic and positive