Financial Crime Quality Control Officer

  • Location


  • Discipline:

    Financial Crime & Fraud

  • Job type:


  • Salary:

    £20,000 - £40,000

  • Email:


  • Job ref:


  • Published:

    over 2 years ago

The role is responsible for assisting and supporting the Financial Crime team in building and maintaining a robust quality control framework and undertake quality control and delivery of training where appropriate.  

The Client- Our client is a leading banking institution who have been growing signficiantly in recent years.

This Client does not provide sponsorship.

The role-

  • Maintain a robust quality framework
  • Deliver staff training when required
  • Carry out ad-hoc assesments, projects and assist the Team manager with escalations, issues, trends, feedback and communication.
  • Support the Team manager develop a high performing team culture through regular communication, coaching and team building
  • Where needed, support the implementation of BAU work streams in conjuction with the AML Programme and various Bank wide projects
  • Contribute to the development of financial crime policies/procedures, identifying opportunities for continuous improvement and maintain these documents from a first line of defence perspective
  • Have a full understanding of financial crime review, investigation and reporting processes
  • Perform quality control checks on all Financial Crime Officer Team work streams/processes
  • Assess quality control results in order to determine whether conditions identified are isolated, or systematic in nature and develop and carry out appropriate corrective action plans as necessary
  • Record and update relevant detailed, accurate and timely MI in relation to quality control checks completed

Key Requirements-

  • Strong understanding and experience of AML, KYC, Sanctions and banking products and the UK regulatory environment.
  • Relevant specialist FC qualifications: e.g. ICA Diploma in FC/AML, ACAMS, Fraud Prevention
  • Experience in 1st line and/or 2nd line FC function within a financial services environment
  • Experience conducting quality reviews/testing the work of others to ensure quality standards and expectations are always met