Hybrid working
Our client is a market-leading insurance consultancy that are hiring a Compliance Consultant to deliver field-based support services and take responsibility for allocated clients.
Key Responsibilities:
•Provide proactive compliance consultancy services to clients, presenting compliant solutions, including remedial action and encouraging any business development.
•Deliver client servicing and consultancy services to best market standard, enabling clients to develop, monitor and maintain compliance standards to mitigate risks.
•Prepare feedback, reports and action plans for member firms to enable them to maintain and enhance compliant standards.
•Deliver practical compliance, supervisory and training support to clients, to ensure they maintain and enhance compliance standards.
•Deliver effective practical training and competence support and undertake delegated authority audits on behalf of key partners.
The Ideal Candidate:
•Prior experience working in a compliance role, with demonstrable involvement in an advisory capacity.
•Previously worked in an insurance environment under FCA regulations and knowledge or relevant regulation.
•Able to recognise the impact of internal and external factors on business risks and build relationships, as well as work independently to problem solve.
•Willingness to work towards core industry and other relevant qualifications, both in compliance and insurance as well as occasional UK travel.