ESG Compliance Manager - Investment

  • Location


  • Discipline:


  • Job type:


  • Salary:

    £55,000 - £65,000

  • Consultant:

    Edward Manson

  • Email:


  • Job ref:


  • Published:

    30 days ago

Highly reputable and established UK Investment Management firm are looking to expand their Conduct Risk and Regulatory Advice team with the addition of an ESG Compliance Manager.  Joining an established Compliance Department, the role sits within the 2nd line of defence and will support the Groups ESG Strategy.


Key Responsibilities:

  • Management of reg advice, interpreting regulatory change, and developing policies and procedures all in relation to ESG.
  • Interpretation of regulatory change relating to ESG.
  • Development and management of ESG related compliance policies and procedures, including management information.
  • Report writing on a monthly basis to the Head of Conduct Risk and Regulatory Advice
  • To assist with the development of the department taking into account the ESG agenda and relevant regulation, including Product Governance.


Key Requirements

  • Relevant Compliance experience gained within the 2nd line of defence
  • Wealth or Investment Management industry knowledge
  • Ability to review and analyse legislative papers, determine how they are applicable to the business, implement change, make recommendations and actions to resolve
  • Demonstrable ability to develop, adjust company policies and practises for compliance with new regulation
  • Ability to analyse systems, practises and procedures and align/ redesign to meet regulatory standards.
  • Ability to act as the compliance adviser on ESG Committees and ESG project work
  • Excellent verbal and written communication skills
  • Work collaboratively with individuals at all levels within a business environment including management and department heads
  • Excellent planning and organisational skills.
  • Strong interpersonal and communication skills