Conduct Risk Analyst

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  • Salary:

    £Competitive Salary

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  • Published:

    about 1 month ago

Financial Services business, specialising within Investment Management are looking to expand their Conduct Risk and Regulatory Advice team with the addition of a Conduct Risk Analyst to be based out o their Liverpool Head Office.  The role comes with a very competitive basic salary plus an excellent benefits package including generous holiday allowance, significant employer pension contributions and health care / insurance.  Home working and flexibility will be available when the offices are fully re-opened.


Key Responsibilities:

  • Assist the Conduct Risk Senior Advisor with in-depth Conduct Risk Investigations
  • Complete accurate and detailed reports of investigation findings
  • Schedule and manage workloads in line with agreed priorities and ensure the expectations of work output are effectively managed and positively communicated
  • Highlight to line manager any potential issues which arise as a result of investigations undertaken
  • Accompany line manager to team meetings, preparing updates in advance if requested
  • Work closely with the team and wider compliance department as required


Key Requirements-       

  • Ability to learn new administration systems quickly
  • High level of accuracy and concentration with ability to grasp new tasks quickly
  • Effective problem solver
  • Meticulous attention to detail
  • Ability to effectively prioritise workloads
  • Ability to work under pressure and to tight deadlines
  • Strong written and verbal communication skills
  • Self-motivated assertive team player