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Compliance Policy Manager

  • Location: Manchester
  • Salary: £55,000 + Benefits per year
  • Job Type:Permanent

Posted 13 days ago

  • Sector: Compliance
  • Contact: Paul Clayton
  • Expiry Date: 18 December 2022
  • Job Ref: PC/19799


Job Description: My client operating in the Wealth Management space is looking for a Compliance Policy Manager to join their Policy team and assist in the delivery of the Group’s core Compliance Services

The role will involve:

• Assist the Head of Policy in the design and delivery of all compliance related external communications ensuring accuracy of information and format

• Monitor updates from FCA and other relevant bodies to identify impacts on member firms and departments throughout the Group

• Work effectively within the Compliance Policy Team with regards to the delivery of our Compliance message and services

• Retain up to date knowledge of FCA rules

• Delivering internal and field compliance teams of monthly policy developments and direction

• Attendance at member events as required and delivery of compliance updates

• Build relationships with partner firms and support their delivery of presentations to member firms through guidance and direction

• Assist with the construction of PowerPoint presentations that create simple and clear messages for use with internal staff and for member events

• Provide simple messages and guidance to help firms implement complex regulatory requirements

• Identify how communications and guidance can become more focused and targeted to member firms

Key Requirements:

• Qualified to Level 4

• Sound understanding of regulation and legislation requirements