Job Description: FinTech scale-up transforming business finance. Using the latest technology to make it simple and flexible for small businesses to secure funding, providing embedded finance solutions to partners with large SME bases through the use of technology and data.
Key responsibilities include:
Implementing and reporting on the Compliance Monitoring Plan
Delivering compliance monitoring across the business and managing remedial actions
Managing risk assessments and other oversight activities
Supporting the implementation of the Conduct Risk Dashboard and general compliance reporting
Overseeing business due diligence on brokers, partners and suppliers
Reviewing and drafting business policies and procedures
Operational Risk management
Supporting the Global Head of Compliance in the execution of the agreed Compliance Plan
Making improvements to enhance all aspects of Compliance for the business
The Person
Preferably will bring some knowledge of SME lending and a passion for fintech
Agile mindset with an ability to manage competing priorities in a fast paced environment where growth is front and centre
Technical knowledge of compliance regulations (ideally from a Lending environment)
Ideally experience and understanding of Operational Risk
Compliance Monitoring experience
Understanding of the FCA framework and oversight requirements
Great communication skills to be able to work with other functions within the business
1-2 years’ experience in a compliance focused role
FinTech / FS industry experience