MERJE is currently supporting a highly reputable and well established global Alternative Funds/Private Equity firm in their search for a Compliance specialist to join their team in London. The primary focus will be to support the Head of Compliance & MLRO both locally and globally to ensure the firm continues to manage their evolving regulatory requirements.

The Role

Taking on generalist remit, you will be responsible for:

• Providing advice and guidance on marketing literature, white papers, financial promotions and RFQ’s
• Supporting the MLRO and the AML/KYC champion in the onboarding process.
• Providing advice and guidance on financial crime risks (particularly AML and terrorist financing)
• Supporting the global Compliance Monitoring Programme.
• Assisting with the oversight of staff disclosures and Individual Accountability regime requirements (such as SMCR)
• Help to produce MI for Board Reporting and other governance
• Maintenance of written policies and procedures
• Delivering applicable training to the business and other colleagues.
• The review of applicable regulatory developments that impact the business in Europe & Asia.

Key Requirements

• 3-4 years of Compliance experienced gained in either a private equity / alternative investments or funds environment
• Excellent understanding of Financial Crime risks and knowledge of KYC & AML requirements
• Relevant experience dealing with Financial Promotions/Marketing
• Ideally some knowledge of regulatory requirements in other jurisdictions ie Luxembourg
• AIFMD/MIFID/FCA Handbook knowledge
• A good degree is a must (from a Russell Group university is advantageous).
• Team Player - collaborative but also able to work independently with minimal supervision.
• Highly motivated, highly organised, strong work ethic.
• Strong written and verbal communications skills.