Compliance Analyst (Asset Manager)

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  • Salary:

    £55,000 - £65,000

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  • Published:

    5 months ago

We are representing a highly prestigious global Asset Manager and following a restructure within their Compliance Advisory team a fantastic opportunity has come up for a Compliance generalist who is looking to take the next step in their career. This is a fantastic opportunity to join a reputable firm with a collaborative and nurturing culture. This will suit an individual who has gained 2-4 years of generalist Compliance experience within either the Asset, Fund or Investment Management space.                 

Key responsibilities include:

  • Assist the Compliance Manager with providing consultative compliance support and advice to a number of areas across the firm
  • Serves as contact point for Global Distribution teams (Relationship Management, Consultant Relations, Marketing, Client Account Services) for questions related to regulatory matters.
  • Assist the Compliance Managers and Head of EMEA Compliance in delivering actionable consultative compliance support to the Equity and Fixed Income investment business and support functions
  • Using regulatory knowledge and judgment to provide appropriate resolution to trading issues and providing interpretive
  • Assisting with regulatory reporting for the firm, e.g. GABRIEL/CONNECT


Expertise required:

  • At least 2-4 years of generalist Compliance/Regulatory experience gained within the asset management industry
  • Knowledge of FCA/UK regulatory framework with direct relevant experience
  • Able to work under pressure and produce results without close supervision
  • A team-worker who must be able to build working relationships and interact with a diverse group of internal and external contacts
  • Excellent interpersonal and influencing skills