Compliance Officer

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  • Discipline:

    Financial Crime & Fraud

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  • Published:

    almost 2 years ago

Compliance Officer required for a global commodities business. The Compliance Officer position will be based in either London or Berlin.

As the Compliance Officer, you will work as part of a small to medium sized global compliance team.

The Compliance Officer role will consist of various compliance duties ranging from:

  • Trade Surveillance (an understanding of SMARTS would be beneficial) and e-comms Surveillance.
  • On boarding 1 to 2 new clients monthly – knowledge of AML And KYC required.
  • Providing compliance advice to the business and other business areas.
  • Compliance training – induction and ongoing.
  • Working with the Head of Compliance on ad hoc projects.

Working knowledge of REMIT, MAR, & MIFID II for compliance purposes is required given the commodities nature of the business.

The organization is relatively new but certainly no longer a start up. The business is made up of very experienced professionals who have come from the large, prestigious firms like BP, Noble, Shell, Trafigura’s etc..  

They have a great culture, excellent work life balance and a competitive pay structure.

Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately your application has been unsuccessful. However, I may be in touch with similar relevant opportunities in the future.