c. £40,000 plus benefits
about 2 years ago
Our client is a well-known Financial Services business who are currently looking to recruit a Compliance Officer. In this role you will work as part of a wider Compliance team to support in delivering the firm’s compliance strategy.
o Monitor and report on the effectiveness of internal systems and controls to regulatory rules and guidance.
o Positively promote compliance to internal and external customers.
o Providing proactive and pragmatic compliance guidance to support regulatory changes, Financial Services projects, on-going business initiatives and other requirements.
o Providing advice and support to management in relation to systems and controls risks, specifically pertaining to Financial Conduct Authority rules and guidance.
o Assist with the development and review of operational policies and procedures to ensure they remain within regulatory requirements
o Undertake compliance monitoring in line with the firm’s annual Compliance Monitoring Plan.
o Continue development of relationships with industry trade bodies.
o Experience within a Financial Services regulated environment
o Sound working knowledge of the FCA handbook.
o Excellent communication skills.
o Good educational background (including mathematics and English qualifications).