Our client is a well-known Financial Services business who are currently looking to recruit a Compliance Officer. In this role you will work as part of a wider Compliance team to support in delivering the firm’s compliance strategy.

Duties:

o    Monitor and report on the effectiveness of internal systems and controls to regulatory rules and guidance.

o    Positively promote compliance to internal and external customers.

o    Providing proactive and pragmatic compliance guidance to support regulatory changes, Financial Services projects, on-going business initiatives and other requirements.

o    Providing advice and support to management in relation to systems and controls risks, specifically pertaining to Financial Conduct Authority rules and guidance.

o    Assist with the development and review of operational policies and procedures to ensure they remain within regulatory requirements

o    Undertake compliance monitoring in line with the firm’s annual Compliance Monitoring Plan.

o    Continue development of relationships with industry trade bodies.

Requirements:

o    Experience within a Financial Services regulated environment

o    Sound working knowledge of the FCA handbook.

o    Excellent communication skills.

o    Good educational background (including mathematics and English qualifications).