Compliance Officer
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Location
Staffordshire
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Discipline:
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Job type:
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Salary:
Circa £35,000 plus Benefits
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Consultant:
#
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Email:
psherlock@merje.com
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Job ref:
PS/14912
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Published:
over 2 years ago
My client is a well-known Insurance company who are currently recruiting for a Compliance Officer to join the firms Compliance & Risk department. Reporting to the Head of Compliance, you will undertake responsibility for the completion of the off-site compliance monitoring plans both internally and externally, conducting risk based and customer focussed testing to ensure outcomes are correct and regulatory compliance is achieved.
Key Responsibilities-
- Conduct all sections of the internal compliance monitoring programme in accordance with the schedule, ensuring exceptions are identified and recorded accurately.
- Complete all quality assurance monitoring in accordance with the schedule.
- Liaise and consult with the business as required to ensure that any remedial actions are undertaken as required.
- Assist the Compliance Manager with the completion of the regulatory / industry environment process.
- Support the Compliance Manager with the completion of the supplier management and policy oversight processes.
- Act as a point of contact for compliance queries.
- To ensure that the work undertaken complies at all times with all regulatory / industry requirements, including all applicable FCA Handbooks (ICOBS).
- Develop cross functional relationships and work collaboratively with all functions to achieve goals.
Key Requirements-
- Broad based compliance experience
- Experience of Insurance or Financial Services
- A good problem solver and investigator.
- Self-motivated – ability to work on own initiative.
- Good interpersonal skills.
- Team player – able to achieve results through working with other people.