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Compliance Officer

  • Location

    Staffordshire

  • Discipline:

    Compliance

  • Job type:

    Permanent

  • Salary:

    Circa £35,000 plus Benefits

  • Consultant:

    #

  • Email:

    psherlock@merje.com

  • Job ref:

    PS/14912

  • Published:

    4 months ago

My client is a well-known Insurance company who are currently recruiting for a Compliance Officer to join the firms Compliance & Risk department.  Reporting to the Head of Compliance, you will undertake responsibility for the completion of the off-site compliance monitoring plans both internally and externally, conducting risk based and customer focussed testing to ensure outcomes are correct and regulatory compliance is achieved.

 Key Responsibilities-     

  • Conduct all sections of the internal compliance monitoring programme in accordance with the schedule, ensuring exceptions are identified and recorded accurately.
  • Complete all quality assurance monitoring in accordance with the schedule.
  • Liaise and consult with the business as required to ensure that any remedial actions are undertaken as required.
  • Assist the Compliance Manager with the completion of the regulatory / industry environment process.
  • Support the Compliance Manager with the completion of the supplier management and policy oversight processes.
  • Act as a point of contact for compliance queries.
  • To ensure that the work undertaken complies at all times with all regulatory / industry requirements, including all applicable FCA Handbooks (ICOBS).
  • Develop cross functional relationships and work collaboratively with all functions to achieve goals.

Key Requirements-

  • Broad based compliance experience
  • Experience of Insurance or Financial Services
  • A good problem solver and investigator.
  • Self-motivated – ability to work on own initiative.
  • Good interpersonal skills.
  • Team player – able to achieve results through working with other people.