My client is a well-known Insurance company who are currently recruiting for a Compliance Officer to join the firms Compliance & Risk department.  Reporting to the Head of Compliance, you will undertake responsibility for the completion of the off-site compliance monitoring plans both internally and externally, conducting risk based and customer focussed testing to ensure outcomes are correct and regulatory compliance is achieved.

 Key Responsibilities-     

• Conduct all sections of the internal compliance monitoring programme in accordance with the schedule, ensuring exceptions are identified and recorded accurately.
• Complete all quality assurance monitoring in accordance with the schedule.
• Liaise and consult with the business as required to ensure that any remedial actions are undertaken as required.
• Assist the Compliance Manager with the completion of the regulatory / industry environment process.
• Support the Compliance Manager with the completion of the supplier management and policy oversight processes.
• Act as a point of contact for compliance queries.
• To ensure that the work undertaken complies at all times with all regulatory / industry requirements, including all applicable FCA Handbooks (ICOBS).
• Develop cross functional relationships and work collaboratively with all functions to achieve goals.

Key Requirements-

• Broad based compliance experience
• Experience of Insurance or Financial Services
• A good problem solver and investigator.
• Self-motivated – ability to work on own initiative.
• Good interpersonal skills.
• Team player – able to achieve results through working with other people.